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First Trust Latin America AlphaDEX Fund

23 hedge funds and large institutions have $101M invested in First Trust Latin America AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

35% more funds holding

Funds holding: 1723 (+6)

12% less capital invested

Capital invested by funds: $114M → $101M (-$13.3M)

50% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 8

1,710.88% less ownership

Funds ownership: 1,805.68%94.8% (-1,711%)

Holders
23
Holders Change
+6
Holders Change %
+35.29%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
4
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$73.8M -$15.8M -849,600 -18%
Morgan Stanley
2
Morgan Stanley
New York
$8.85M +$3.33M +178,590 +60%
NCM
3
Niemann Capital Management
Nevada
$3.64M -$1.93M -103,736 -35%
UCFA
4
United Capital Financial Advisors
Texas
$3.54M -$2.08M -111,761 -37%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.72M +$1.72M +92,131 New
SAM
6
Shamrock Asset Management
Texas
$1.35M +$1.36M +72,763 New
SAM
7
SignalPoint Asset Management
Missouri
$1.28M -$34.3K -1,840 -3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$969K -$145K -7,783 -13%
Jane Street
9
Jane Street
New York
$880K +$345K +18,522 +64%
Bank of America
10
Bank of America
North Carolina
$867K +$81K +4,347 +10%
MFS
11
MSI Financial Services
Massachusetts
$793K +$750K +40,267 +1,728%
WI
12
WBI Investments
New Jersey
$730K +$731K +39,242 New
Citadel Advisors
13
Citadel Advisors
Florida
$695K -$16.1K -865 -2%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$524K -$6.93K -372 -1%
LPL Financial
15
LPL Financial
California
$358K +$351K +18,854 New
Ameriprise
16
Ameriprise
Minnesota
$306K +$306K +16,456 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$119K -$36K -1,933 -23%
UBS Group
18
UBS Group
Switzerland
$95K +$95.2K +5,110 New
AG
19
Advisor Group
Arizona
$40K +$40.1K +2,155 New
BFEC
20
Benjamin F. Edwards & Company
Missouri
$19K +$18.6K +1,000 New
AP
21
Atwood & Palmer
Missouri
$14K
GI
22
Gradient Investments
Minnesota
$6K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
-$5.9M -327,439 Closed
TRCT
24
Tower Research Capital (TRC)
New York
-$11K -600 Closed

FLN Hedge Fund Activity: Q4 2016 in Review

23 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in First Trust Latin America AlphaDEX Fund (FLN) for Q4 2016, worth a combined $101M — down 12% from $114M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FLN positions and 2 closed out — a net gain of 6 holders — while 4 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.33M. The largest seller was First Trust Advisors, cutting an estimated $15.8M.

  • 23 institutional investors held First Trust Latin America AlphaDEX Fund (FLN) as of Q4 2016, up from 17 in Q3 2016.
  • Funds reported $101M of First Trust Latin America AlphaDEX Fund stock for Q4 2016, down 12% quarter-over-quarter.
  • 8 funds opened new First Trust Latin America AlphaDEX Fund positions in Q4 2016 and 2 closed out, a net change of +6 holders.
  • The largest First Trust Latin America AlphaDEX Fund buyer in Q4 2016 was Morgan Stanley, an estimated $3.33M added.
  • The largest First Trust Latin America AlphaDEX Fund seller in Q4 2016 was First Trust Advisors, an estimated $15.8M sold.

Based on aggregated 13F filings for Q4 2016.