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First Trust Latin America AlphaDEX Fund

29 hedge funds and large institutions have $158M invested in First Trust Latin America AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 2

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

57% more capital invested

Capital invested by funds: $101M → $158M (+$57.2M)

37.68% more ownership

Funds ownership: 94.8%132.48% (+38%)

26% more funds holding

Funds holding: 2329 (+6)

Holders
29
Holders Change
+6
Holders Change %
+26.09%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
14
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$109M +$26.6M +1,274,202 +32%
Morgan Stanley
2
Morgan Stanley
New York
$15.8M +$5.88M +281,839 +59%
UCFA
3
United Capital Financial Advisors
Texas
$7.09M +$3.11M +149,051 +78%
NCM
4
Niemann Capital Management
Nevada
$6.88M +$2.8M +134,055 +69%
Jane Street
5
Jane Street
New York
$3.73M +$2.74M +131,532 +278%
Bank of America
6
Bank of America
North Carolina
$2M +$1.03M +49,191 +106%
Stifel Financial
7
Stifel Financial
Missouri
$1.89M +$1.89M +90,565 New
SAM
8
SignalPoint Asset Management
Missouri
$1.48M +$37K +1,775 +3%
UBS Group
9
UBS Group
Switzerland
$1.23M +$1.12M +53,736 +1,052%
SAM
10
Shamrock Asset Management
Texas
$1.23M -$291K -13,979 -19%
LPL Financial
11
LPL Financial
California
$1.17M +$763K +36,603 +194%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.13M +$40.1K +1,922 +4%
Citadel Advisors
13
Citadel Advisors
Florida
$855K +$72.7K +3,488 +9%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$632K +$43.9K +2,106 +7%
Ameriprise
15
Ameriprise
Minnesota
$465K +$121K +5,790 +35%
VKH
16
Virtu KCG Holdings
New York
$440K +$439K +21,051 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$430K +$295K +14,168 +221%
RJA
18
Raymond James & Associates
Florida
$407K +$406K +19,462 New
HI
19
Horizon Investments
North Carolina
$339K +$338K +16,214 New
FFS
20
Founders Financial Securities
Maryland
$339K +$338K +16,217 New
WF
21
WealthTrust Fairport
Ohio
$257K +$257K +12,315 New
PAG
22
Private Advisory Group
Washington
$254K +$253K +12,154 New
SWP
23
Stratos Wealth Partners
Ohio
$201K +$201K +9,621 New
AG
24
Advisor Group
Arizona
$17K -$28.1K -1,350 -63%
IA
25
IFP Advisors
Florida
$17K +$16.5K +790 New

FLN Hedge Fund Activity: Q1 2017 in Review

29 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Latin America AlphaDEX Fund (FLN) for Q1 2017, worth a combined $158M — up 57% from $101M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FLN positions and 4 closed out — a net gain of 7 holders — while 14 added to existing stakes and 2 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $26.6M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.72M sold.

  • 29 institutional investors held First Trust Latin America AlphaDEX Fund (FLN) as of Q1 2017, up from 23 in Q4 2016.
  • Funds reported $158M of First Trust Latin America AlphaDEX Fund stock for Q1 2017, up 57% quarter-over-quarter.
  • 11 funds opened new First Trust Latin America AlphaDEX Fund positions in Q1 2017 and 4 closed out, a net change of +7 holders.
  • The largest First Trust Latin America AlphaDEX Fund buyer in Q1 2017 was First Trust Advisors, an estimated $26.6M added.
  • The largest First Trust Latin America AlphaDEX Fund seller in Q1 2017 was Susquehanna International Group, an estimated $1.72M sold.

Based on aggregated 13F filings for Q1 2017.