We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWIN
2076
DELISTED
Alps/Dorsey Wright Sector Momentum ETF
SWIN
$267K ﹤0.01%
8,050
-1,812
-18% -$58.5K
DEA
2077
Easterly Government Properties
DEA
$1.18B
$266K ﹤0.01%
5,498
-789
-13% -$38.9K
MUNI icon
2078
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$266K ﹤0.01%
5,070
+1,383
+38% +$73K
TAYD icon
2079
Taylor Devices
TAYD
$172M
$266K ﹤0.01%
23,278
+22,900
+6,058% +$263K
TRN icon
2080
Trinity Industries
TRN
$2.36B
$266K ﹤0.01%
10,070
-1,428
-12% -$37.5K
EAF icon
2081
GrafTech
EAF
$202M
$265K ﹤0.01%
+1,360
New +$256K
VSEC icon
2082
VSE Corp
VSEC
$6.66B
$265K ﹤0.01%
+8,000
New +$327K
CMBS icon
2083
iShares CMBS ETF
CMBS
$474M
$264K ﹤0.01%
5,291
+786
+17% +$39.2K
ILCV icon
2084
iShares Morningstar Value ETF
ILCV
$1.36B
$264K ﹤0.01%
4,924
-210
-4% -$11.1K
NUMG icon
2085
Nuveen ESG Mid-Cap Growth ETF
NUMG
$375M
$264K ﹤0.01%
+7,732
New +$256K
ONEV icon
2086
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$307M
$264K ﹤0.01%
3,439
+511
+17% +$38.8K
FPL
2087
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$264K ﹤0.01%
27,504
-3,964
-13% -$40.8K
GLOP
2088
DELISTED
GASLOG PARTNERS LP
GLOP
$264K ﹤0.01%
10,540
+6,056
+135% +$148K
PCK
2089
DELISTED
Pimco California Municipal Income Fund II
PCK
$263K ﹤0.01%
31,406
– –
JPIH
2090
DELISTED
JPMorgan Diversified Return International Currency Hedged ETF
JPIH
$263K ﹤0.01%
8,545
-2,315
-21% -$69.7K
RBS.PRS.CL
2091
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$263K ﹤0.01%
10,382
– –
ALLE icon
2092
Allegion
ALLE
$14B
$262K ﹤0.01%
2,903
-96
-3% -$8.1K
JHMM icon
2093
John Hancock Multifactor Mid Cap ETF
JHMM
$6.19B
$262K ﹤0.01%
7,177
+2,247
+46% +$81.2K
TVRD
2094
Tvardi Therapeutics
TVRD
$23.6M
$262K ﹤0.01%
304
+202
+198% +$146K
EQL icon
2095
ALPS Equal Sector Weight ETF
EQL
$769M
$261K ﹤0.01%
10,743
-180
-2% -$4.33K
FNDB icon
2096
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.48B
$261K ﹤0.01%
19,734
+6,171
+45% +$80K
ITT icon
2097
ITT
ITT
$19.5B
$261K ﹤0.01%
4,267
-77
-2% -$4.45K
PSCT icon
2098
Invesco S&P SmallCap Information Technology ETF
PSCT
$514M
$261K ﹤0.01%
+9,336
New +$268K
MNR
2099
DELISTED
Monmouth Real Estate Investment Corp
MNR
$261K ﹤0.01%
15,624
+1,712
+12% +$28.9K
COLM icon
2100
Columbia Sportswear
COLM
$2.92B
$260K ﹤0.01%
2,795
-989
-26% -$89.8K
82 83
84
85 86

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.