Ladenburg Thalmann Financial Services’s ALPS Equal Sector Weight ETF EQL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio EQL Stock Details EQL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5K	Sell	213 -11,190	-98%	-$288K	﹤0.01%	4760
2019 Q3	$287K	Hold	11,403	–	–	﹤0.01%	2203
2019 Q2	$282K	Sell	11,403 -1,800	-14%	-$43.9K	﹤0.01%	2202
2019 Q1	$317K	Hold	13,203	–	–	﹤0.01%	2045
2018 Q4	$281K	Buy	13,203 +2,460	+23%	+$56.3K	﹤0.01%	1962
2018 Q3	$261K	Sell	10,743 -180	-2%	-$4.33K	﹤0.01%	2096
2018 Q2	$247K	Hold	10,923	–	–	﹤0.01%	2070
2018 Q1	$247K	Hold	10,923	–	–	﹤0.01%	2070
2017 Q4	$253K	Buy	10,923 +753	+7%	+$17.1K	﹤0.01%	2041
2017 Q3	$224K	Buy	10,170 +1,500	+17%	+$32.5K	﹤0.01%	2015
2017 Q2	$186K	Buy	8,670 +8,550	+7,125%	+$181K	﹤0.01%	2077
2017 Q1	$3K	Hold	120	–	–	﹤0.01%	4460
2016 Q4	$2K	Buy	+120	New	+$2.37K	﹤0.01%	4519

Other funds holding EQL

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BWM

Bernicke Wealth Management Altoona, Wisconsin $135M AUM 4.61% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ladenburg Thalmann Financial Services's EQL Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its ALPS Equal Sector Weight ETF (EQL) stake by 98% in Q4 2019, selling an estimated $288K and leaving 213 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #4760.

Ladenburg Thalmann Financial Services first reported a position in EQL in Q4 2016 and has held it in 13 quarters since. The position peaked at $317K in Q1 2019. 33 funds tracked by Wall St. Rank hold EQL as of Q4 2019.

Ladenburg Thalmann Financial Services held 213 shares of ALPS Equal Sector Weight ETF worth $5K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 11,190 ALPS Equal Sector Weight ETF shares in Q4 2019, an estimated $288K.
ALPS Equal Sector Weight ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4760 holding.
Ladenburg Thalmann Financial Services first reported a position in ALPS Equal Sector Weight ETF in Q4 2016 and has held it in 13 quarters since.
Ladenburg Thalmann Financial Services's ALPS Equal Sector Weight ETF position peaked at $317K in Q1 2019.
33 funds tracked by Wall St. Rank held ALPS Equal Sector Weight ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.