LTFS
SWIN

Ladenburg Thalmann Financial Services’s Alps/Dorsey Wright Sector Momentum ETF SWIN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SWIN Stock Details SWIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-8,050
Closed -$267K – 5528
2018
Q3 		$267K Sell
8,050
-1,812
-18% -$58.5K ﹤0.01% 2077
2018
Q2 		$294K Hold
9,862
– – ﹤0.01% 1942
2018
Q1 		$294K Sell
9,862
-668
-6% -$20.2K ﹤0.01% 1942
2017
Q4 		$313K Sell
10,530
-52
-0.5% -$1.52K ﹤0.01% 1877
2017
Q3 		$297K Buy
10,582
+1,404
+15% +$39.1K ﹤0.01% 1803
2017
Q2 		$248K Buy
9,178
+8,503
+1,260% +$226K ﹤0.01% 1867
2017
Q1 		$18K Buy
+675
New +$17.4K ﹤0.01% 3636

Ladenburg Thalmann Financial Services's SWIN Position: Q4 2018 in Review

Ladenburg Thalmann Financial Services sold out of Alps/Dorsey Wright Sector Momentum ETF (SWIN) in Q4 2018, closing a stake of 8,050 shares — an estimated $267K sold.

Ladenburg Thalmann Financial Services first reported a position in SWIN in Q1 2017 and held it in 7 quarters. The position peaked at $313K in Q4 2017. 0 funds tracked by Wall St. Rank hold SWIN as of Q4 2018.

  • Ladenburg Thalmann Financial Services reported no remaining Alps/Dorsey Wright Sector Momentum ETF position as of Q4 2018 after selling out during the quarter.
  • Ladenburg Thalmann Financial Services sold 8,050 Alps/Dorsey Wright Sector Momentum ETF shares in Q4 2018, an estimated $267K.
  • Ladenburg Thalmann Financial Services first reported a position in Alps/Dorsey Wright Sector Momentum ETF in Q1 2017 and held it in 7 quarters.
  • Ladenburg Thalmann Financial Services's Alps/Dorsey Wright Sector Momentum ETF position peaked at $313K in Q4 2017.
  • 0 funds tracked by Wall St. Rank held Alps/Dorsey Wright Sector Momentum ETF as of Q4 2018.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.