Alps/Dorsey Wright Sector Momentum ETF
SWIN
SWIN was delisted on the 19th of October, 2018.
8 hedge funds and large institutions have $4.47M invested in Alps/Dorsey Wright Sector Momentum ETF in 2017 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
44% more capital invested
Capital invested by funds: $3.11M → $4.47M (+$1.36M)
14% more funds holding
Funds holding: 7 → 8 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
+$665K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$526K |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$319K |
| 4 |
NA
NewEdge Advisors
New Orleans,
Louisiana
|
+$218K |
| 5 |
LPL Financial
San Diego,
California
|
+$27.1K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAG
Private Advisory Group
Redmond,
Washington
|
-$492K |
| 2 |
AG
Advisor Group
Phoenix,
Arizona
|
-$86.6K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$11K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$1.52K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AG
1
Advisor Group
Phoenix,
Arizona
| $1.28M | -$86.6K | -2,966 | -6% |
|
|
2
Jane Street
New York
| $1.18M | +$665K | +22,800 | +136% |
|
|
3
Bank of America
Charlotte,
North Carolina
| $596K | +$526K | +18,030 | +901% |
|
|
4
LPL Financial
San Diego,
California
| $552K | +$27.1K | +928 | +5% |
|
|
5
Commonwealth Equity Services
Waltham,
Massachusetts
| $325K | +$319K | +10,923 | New |
|
|
LTFS
6
Ladenburg Thalmann Financial Services
Miami,
Florida
| $313K | -$1.52K | -52 | -0.5% |
|
|
NA
7
NewEdge Advisors
New Orleans,
Louisiana
| $226K | +$218K | +7,460 | New |
|
8
Morgan Stanley
New York
| $3K | +$2.92K | +100 | New |
|
|
PAG
9
Private Advisory Group
Redmond,
Washington
| – | -$492K | -17,519 | Closed |
|
|
10
UBS Group
Zurich,
Switzerland
| – | -$11K | -384 | Closed |
|
SWIN Hedge Fund Activity: Q4 2017 in Review
8 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Alps/Dorsey Wright Sector Momentum ETF (SWIN) for Q4 2017, worth a combined $4.47M — up 44% from $3.11M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new SWIN positions and 2 closed out — a net gain of 1 holder — while 3 added to existing stakes and 2 trimmed.
The largest buyer was Jane Street, adding an estimated $665K. The largest seller was Private Advisory Group, exiting entirely with an estimated $492K sold.
- 8 institutional investors held Alps/Dorsey Wright Sector Momentum ETF (SWIN) as of Q4 2017, up from 7 in Q3 2017.
- Funds reported $4.47M of Alps/Dorsey Wright Sector Momentum ETF stock for Q4 2017, up 44% quarter-over-quarter.
- 3 funds opened new Alps/Dorsey Wright Sector Momentum ETF positions in Q4 2017 and 2 closed out, a net change of +1 holder.
- The largest Alps/Dorsey Wright Sector Momentum ETF buyer in Q4 2017 was Jane Street, an estimated $665K added.
- The largest Alps/Dorsey Wright Sector Momentum ETF seller in Q4 2017 was Private Advisory Group, an estimated $492K sold.
Based on aggregated 13F filings for Q4 2017.