NewEdge Advisors’s Alps/Dorsey Wright Sector Momentum ETF SWIN Stock Holding History

NewEdge Advisors’s Portfolio SWIN Stock Details SWIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-7,363	Closed	-$229	–	696
2018 Q2	$229	Buy	7,363 +3	+0%	+$92	0.02%	481
2018 Q1	$213K	Sell	7,360 -100	-1%	-$3.03K	0.02%	454
2017 Q4	$226K	Buy	+7,460	New	+$218K	0.03%	372
2017 Q3	–	Sell	-2,831	Closed	-$77.1K	–	1313
2017 Q2	$77.1K	Buy	+2,831	New	+$75.3K	0.01%	469

Other funds holding SWIN

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Private Advisory Group Redmond, Washington $1.52B AUM 41.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NewEdge Advisors's SWIN Position: Q3 2018 in Review

NewEdge Advisors sold out of Alps/Dorsey Wright Sector Momentum ETF (SWIN) in Q3 2018, closing a stake of 7,363 shares — an estimated $229 sold.

NewEdge Advisors first reported a position in SWIN in Q2 2017 and held it in 4 quarters. The position peaked at $226K in Q4 2017. 10 funds tracked by Wall St. Rank hold SWIN as of Q3 2018.

NewEdge Advisors reported no remaining Alps/Dorsey Wright Sector Momentum ETF position as of Q3 2018 after selling out during the quarter.
NewEdge Advisors sold 7,363 Alps/Dorsey Wright Sector Momentum ETF shares in Q3 2018, an estimated $229.
NewEdge Advisors first reported a position in Alps/Dorsey Wright Sector Momentum ETF in Q2 2017 and held it in 4 quarters.
NewEdge Advisors's Alps/Dorsey Wright Sector Momentum ETF position peaked at $226K in Q4 2017.
10 funds tracked by Wall St. Rank held Alps/Dorsey Wright Sector Momentum ETF as of Q3 2018.

Based on NewEdge Advisors's 13F filing for Q3 2018, filed 29 Oct 2018.