LPL Financial’s Alps/Dorsey Wright Sector Momentum ETF SWIN Stock Holding History

LPL Financial’s Portfolio SWIN Stock Details SWIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-17,893	Closed	-$594K	–	3353
2018 Q3	$594K	Sell	17,893 -193	-1%	-$6.23K	﹤0.01%	2099
2018 Q2	$564K	Buy	18,086 +318	+2%	+$9.76K	﹤0.01%	2097
2018 Q1	$529K	Sell	17,768 -767	-4%	-$23.2K	﹤0.01%	2099
2017 Q4	$552K	Buy	18,535 +928	+5%	+$27.1K	﹤0.01%	1978
2017 Q3	$494K	Buy	17,607 +2,785	+19%	+$77.5K	﹤0.01%	1955
2017 Q2	$401K	Buy	14,822 +3,231	+28%	+$85.9K	﹤0.01%	2053
2017 Q1	$302K	Buy	+11,591	New	+$299K	﹤0.01%	2192

LPL Financial's SWIN Position: Q4 2018 in Review

LPL Financial sold out of Alps/Dorsey Wright Sector Momentum ETF (SWIN) in Q4 2018, closing a stake of 17,893 shares — an estimated $594K sold.

LPL Financial first reported a position in SWIN in Q1 2017 and held it in 7 quarters. The position peaked at $594K in Q3 2018. 0 funds tracked by Wall St. Rank hold SWIN as of Q4 2018.

LPL Financial reported no remaining Alps/Dorsey Wright Sector Momentum ETF position as of Q4 2018 after selling out during the quarter.
LPL Financial sold 17,893 Alps/Dorsey Wright Sector Momentum ETF shares in Q4 2018, an estimated $594K.
LPL Financial first reported a position in Alps/Dorsey Wright Sector Momentum ETF in Q1 2017 and held it in 7 quarters.
LPL Financial's Alps/Dorsey Wright Sector Momentum ETF position peaked at $594K in Q3 2018.
0 funds tracked by Wall St. Rank held Alps/Dorsey Wright Sector Momentum ETF as of Q4 2018.

Based on LPL Financial's 13F filing for Q4 2018, filed 7 Feb 2019.