Commonwealth Equity Services’s ALPS/Dorsey Wright Sector Momentum ETF SWIN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-21,835	Closed	-$724K	–	2898
2018 Q3	$724K	Buy	21,835 +8,026	+58%	+$266K	﹤0.01%	1524
2018 Q2	$431K	Buy	13,809 +286	+2%	+$8.93K	﹤0.01%	1858
2018 Q1	$402K	Buy	13,523 +2,600	+24%	+$77.3K	﹤0.01%	1862
2017 Q4	$325K	Buy	+10,923	New	+$325K	﹤0.01%	1996