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SWIN
Alps/Dorsey Wright Sector Momentum ETF
SWIN
SWIN
Delisted
SWIN was delisted on the 19th of October, 2018.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
AG
1
Advisor Group
Phoenix,
Arizona
| – | -$908K | -27,369 | Closed |
|
| 2 |
2
Commonwealth Equity Services
Waltham,
Massachusetts
| – | -$724K | -21,835 | Closed |
|
| 3 |
3
LPL Financial
San Diego,
California
| – | -$594K | -17,893 | Closed |
|
| 4 |
PAG
4
Private Advisory Group
Redmond,
Washington
| – | -$498K | -16,101 | Closed |
|
| 5 |
5
Bank of America
Charlotte,
North Carolina
| – | -$504K | -15,197 | Closed |
|
| 6 |
6
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$437K | -13,570 | Closed |
|
| 7 |
7
Jane Street
New York
| – | -$372K | -11,210 | Closed |
|
| 8 |
LTFS
8
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$267K | -8,050 | Closed |
|
| 9 |
9
UBS Group
Zurich,
Switzerland
| – | -$46K | -1,379 | Closed |
|
| 10 |
10
Morgan Stanley
New York
| – | -$7K | -200 | Closed |
|