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SWIN

Alps/Dorsey Wright Sector Momentum ETF

Delisted

SWIN was delisted on the 19th of October, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
AG
1
Advisor Group
Arizona
-$908K -27,369 Closed
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
-$724K -21,835 Closed
LPL Financial
3
LPL Financial
California
-$594K -17,893 Closed
PAG
4
Private Advisory Group
Washington
-$498K -16,101 Closed
Bank of America
5
Bank of America
North Carolina
-$504K -15,197 Closed
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
-$437K -13,570 Closed
Jane Street
7
Jane Street
New York
-$372K -11,210 Closed
LTFS
8
Ladenburg Thalmann Financial Services
Florida
-$267K -8,050 Closed
UBS Group
9
UBS Group
Switzerland
-$46K -1,379 Closed
Morgan Stanley
10
Morgan Stanley
New York
-$7K -200 Closed