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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
2076
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.69B
$239K ﹤0.01%
1,609
-11,715
-88% -$1.63M
GBT
2077
DELISTED
Global Blood Therapeutics, Inc.
GBT
$239K ﹤0.01%
6,080
+5,980
+5,980% +$223K
BMS
2078
DELISTED
Bemis
BMS
$239K ﹤0.01%
4,991
+697
+16% +$32.2K
DB icon
2079
Deutsche Bank
DB
$72.1B
$238K ﹤0.01%
12,463
-1,216
-9% -$21.9K
OPPJ
2080
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$289M
$238K ﹤0.01%
+10,316
New +$229K
FR icon
2081
First Industrial Realty Trust
FR
$8.39B
$237K ﹤0.01%
7,496
-1,053
-12% -$33.2K
EWK icon
2082
iShares MSCI Belgium ETF
EWK
$163M
$236K ﹤0.01%
11,241
-41
-0.4% -$867
VMI icon
2083
Valmont Industries
VMI
$9.58B
$236K ﹤0.01%
1,420
+42
+3% +$6.83K
TCF
2084
DELISTED
TCF Financial Corporation Common Stock
TCF
$236K ﹤0.01%
4,421
-186
-4% -$10K
PWZ icon
2085
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.17B
$235K ﹤0.01%
8,885
-240
-3% -$6.29K
DRH icon
2086
Diamondrock Hospitality Co
DRH
$2.48B
$234K ﹤0.01%
20,702
+52
+0.3% +$579
FLXS icon
2087
Flexsteel Industries
FLXS
$304M
$234K ﹤0.01%
4,997
+882
+21% +$43.2K
HR
2088
DELISTED
Healthcare Realty Trust Incorporated
HR
$234K ﹤0.01%
7,310
+912
+14% +$29.6K
EXTR icon
2089
Extreme Networks
EXTR
$3.2B
$233K ﹤0.01%
18,627
-700
-4% -$8.64K
FNK icon
2090
First Trust Mid Cap Value AlphaDEX Fund
FNK
$232M
$233K ﹤0.01%
6,407
+18
+0.3% +$632
GPRO icon
2091
GoPro
GPRO
$113M
$233K ﹤0.01%
30,621
+21,501
+236% +$191K
TY icon
2092
TRI-Continental Corp
TY
$1.92B
$233K ﹤0.01%
8,645
+987
+13% +$25.9K
AMU
2093
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$233K ﹤0.01%
13,425
-100
-0.7% -$1.71K
BFOR icon
2094
Barron's 400 ETF
BFOR
$237M
$232K ﹤0.01%
22,372
+8
+0% +$81
BYD icon
2095
Boyd Gaming
BYD
$5.98B
$232K ﹤0.01%
6,623
-2,019
-23% -$61.1K
CXW icon
2096
CoreCivic
CXW
$3.42B
$232K ﹤0.01%
10,296
+4,478
+77% +$108K
PGP
2097
PIMCO Global StockPLUS & Income Fund
PGP
$102M
$232K ﹤0.01%
15,061
+2,114
+16% +$34.2K
CVG
2098
DELISTED
Convergys
CVG
$232K ﹤0.01%
9,896
-110
-1% -$2.72K
PCH
2099
DELISTED
PotlatchDeltic
PCH
$231K ﹤0.01%
4,623
-46
-1% -$2.37K
SIVB
2100
DELISTED
SVB Financial Group
SIVB
$231K ﹤0.01%
986
+13
+1% +$2.77K
82 83
84
85 86

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.