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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYB
2051
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
$276K ﹤0.01%
4,143
+3,384
+446% +$223K
OLLI icon
2052
Ollie's Bargain Outlet
OLLI
$4.65B
$275K ﹤0.01%
2,865
+1,834
+178% +$146K
TERM
2053
DELISTED
EquityCompass Tactical Risk Manager ETF
TERM
$275K ﹤0.01%
11,715
-676
-5% -$15.6K
WBK
2054
DELISTED
Westpac Banking Corporation
WBK
$275K ﹤0.01%
13,751
-827
-6% -$17.5K
FFIV icon
2055
F5
FFIV
$23.2B
$274K ﹤0.01%
1,374
-29
-2% -$5.31K
GUNR icon
2056
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.04B
$274K ﹤0.01%
8,116
+3,809
+88% +$127K
NXP icon
2057
Nuveen Select Tax-Free Income Portfolio
NXP
$904M
$274K ﹤0.01%
19,644
+2,103
+12% +$29.7K
PIE icon
2058
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$249M
$274K ﹤0.01%
15,396
-28,382
-65% -$540K
SCJ icon
2059
iShares MSCI Japan Small-Cap ETF
SCJ
$266M
$274K ﹤0.01%
3,513
-2,823
-45% -$215K
NVEE
2060
DELISTED
NV5 Global
NVEE
$273K ﹤0.01%
12,596
+4,456
+55% +$91.9K
FNI
2061
DELISTED
First Trust Chindia ETF
FNI
$272K ﹤0.01%
7,915
-2,189
-22% -$80.1K
NRIM icon
2062
Northrim BanCorp
NRIM
$605M
$271K ﹤0.01%
26,080
+164
+0.6% +$1.73K
VMI icon
2063
Valmont Industries
VMI
$9.58B
$271K ﹤0.01%
1,952
+545
+39% +$76.7K
WPP icon
2064
WPP
WPP
$5.83B
$270K ﹤0.01%
3,684
-2,079
-36% -$162K
AVTA
2065
DELISTED
Avantax, Inc. Common Stock
AVTA
$270K ﹤0.01%
6,723
+6,284
+1,431% +$229K
FEMS icon
2066
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$254M
$269K ﹤0.01%
7,441
-24,386
-77% -$914K
GPRO icon
2067
GoPro
GPRO
$109M
$269K ﹤0.01%
37,309
+6,172
+20% +$39.5K
OLN icon
2068
Olin
OLN
$2.17B
$269K ﹤0.01%
10,446
-125
-1% -$3.67K
SNT
2069
Senstar Technologies
SNT
$42.5M
$269K ﹤0.01%
+47,875
New +$257K
WAFD icon
2070
WaFd
WAFD
$2.81B
$269K ﹤0.01%
8,399
-485
-5% -$16.3K
AGGP
2071
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$269K ﹤0.01%
14,027
+3,746
+36% +$71.7K
NCLH icon
2072
Norwegian Cruise Line
NCLH
$8.84B
$268K ﹤0.01%
4,689
-763
-14% -$39.5K
PEZ icon
2073
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.4M
$268K ﹤0.01%
4,491
+1,200
+36% +$69K
BKK
2074
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$268K ﹤0.01%
18,100
+14,100
+353% +$211K
BAC.WS.A
2075
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
$267K ﹤0.01%
15,000
– –
81 82
83
84 85

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.