LTFS
TERM

Ladenburg Thalmann Financial Services’s EquityCompass Tactical Risk Manager ETF TERM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio TERM Stock Details TERM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-11,715
Closed -$275K – 5417
2018
Q3 		$275K Sell
11,715
-676
-5% -$15.6K ﹤0.01% 2054
2018
Q2 		$268K Hold
12,391
– – ﹤0.01% 2005
2018
Q1 		$268K Sell
12,391
-363
-3% -$8.15K ﹤0.01% 2005
2017
Q4 		$285K Buy
+12,754
New +$275K ﹤0.01% 1937

Other funds holding TERM

Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's TERM Position: Q4 2018 in Review

Ladenburg Thalmann Financial Services sold out of EquityCompass Tactical Risk Manager ETF (TERM) in Q4 2018, closing a stake of 11,715 shares — an estimated $275K sold.

Ladenburg Thalmann Financial Services first reported a position in TERM in Q4 2017 and held it in 4 quarters. The position peaked at $285K in Q4 2017. 6 funds tracked by Wall St. Rank hold TERM as of Q4 2018.

  • Ladenburg Thalmann Financial Services reported no remaining EquityCompass Tactical Risk Manager ETF position as of Q4 2018 after selling out during the quarter.
  • Ladenburg Thalmann Financial Services sold 11,715 EquityCompass Tactical Risk Manager ETF shares in Q4 2018, an estimated $275K.
  • Ladenburg Thalmann Financial Services first reported a position in EquityCompass Tactical Risk Manager ETF in Q4 2017 and held it in 4 quarters.
  • Ladenburg Thalmann Financial Services's EquityCompass Tactical Risk Manager ETF position peaked at $285K in Q4 2017.
  • 6 funds tracked by Wall St. Rank held EquityCompass Tactical Risk Manager ETF as of Q4 2018.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.