LPL Financial’s EquityCompass Tactical Risk Manager ETF TERM Stock Holding History

LPL Financial’s Portfolio TERM Stock Details TERM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-11,761	Closed	-$209K	–	3400
2019 Q2	$209K	Sell	11,761 -33,891	-74%	-$598K	﹤0.01%	2999
2019 Q1	$812K	Buy	45,652 +1,337	+3%	+$24.2K	﹤0.01%	1800
2018 Q4	$889K	Sell	44,315 -12,575	-22%	-$275K	﹤0.01%	1624
2018 Q3	$1.34M	Buy	56,890 +22,548	+66%	+$520K	﹤0.01%	1463
2018 Q2	$761K	Buy	34,342 +2,581	+8%	+$56.7K	﹤0.01%	1846
2018 Q1	$688K	Buy	31,761 +2,905	+10%	+$65.2K	﹤0.01%	1879
2017 Q4	$645K	Buy	+28,856	New	+$622K	﹤0.01%	1838

Other funds holding TERM

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial's TERM Position: Q3 2019 in Review

LPL Financial sold out of EquityCompass Tactical Risk Manager ETF (TERM) in Q3 2019, closing a stake of 11,761 shares — an estimated $209K sold.

LPL Financial first reported a position in TERM in Q4 2017 and held it in 7 quarters. The position peaked at $1.34M in Q3 2018. 6 funds tracked by Wall St. Rank hold TERM as of Q3 2019.

LPL Financial reported no remaining EquityCompass Tactical Risk Manager ETF position as of Q3 2019 after selling out during the quarter.
LPL Financial sold 11,761 EquityCompass Tactical Risk Manager ETF shares in Q3 2019, an estimated $209K.
LPL Financial first reported a position in EquityCompass Tactical Risk Manager ETF in Q4 2017 and held it in 7 quarters.
LPL Financial's EquityCompass Tactical Risk Manager ETF position peaked at $1.34M in Q3 2018.
6 funds tracked by Wall St. Rank held EquityCompass Tactical Risk Manager ETF as of Q3 2019.

Based on LPL Financial's 13F filing for Q3 2019, filed 13 Nov 2019.