LTFS
FNI

Ladenburg Thalmann Financial Services’s First Trust Chindia ETF FNI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FNI Stock Details FNI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$92K Sell
2,564
-844
-25% -$31.3K ﹤0.01% 3088
2019
Q3 		$117K Buy
3,408
+210
+7% +$7.34K ﹤0.01% 2824
2019
Q2 		$115K Buy
3,198
+2,730
+583% +$98.6K ﹤0.01% 2867
2019
Q1 		$18K Sell
468
-152
-25% -$5.23K ﹤0.01% 4079
2018
Q4 		$19K Sell
620
-7,295
-92% -$231K ﹤0.01% 3913
2018
Q3 		$272K Sell
7,915
-2,189
-22% -$80.1K ﹤0.01% 2062
2018
Q2 		$390K Hold
10,104
– – ﹤0.01% 1737
2018
Q1 		$390K Sell
10,104
-28,836
-74% -$1.18M ﹤0.01% 1737
2017
Q4 		$1.54M Buy
38,940
+3,619
+10% +$141K 0.01% 821
2017
Q3 		$1.35M Buy
35,321
+8,915
+34% +$336K 0.01% 820
2017
Q2 		$927K Buy
26,406
+19,436
+279% +$659K 0.01% 987
2017
Q1 		$219K Buy
6,970
+6,392
+1,106% +$194K ﹤0.01% 1844
2016
Q4 		$17K Sell
578
-198
-26% -$5.8K ﹤0.01% 3584
2016
Q3 		$24K Buy
776
+1
+0.1% +$29 ﹤0.01% 3289
2016
Q2 		$21K Sell
775
-116
-13% -$3.15K ﹤0.01% 3316
2016
Q1 		$24K Sell
891
-291
-25% -$7.42K ﹤0.01% 3139
2015
Q4 		$34K Buy
1,182
+109
+10% +$3.05K ﹤0.01% 2859
2015
Q3 		$27K Hold
1,073
– – ﹤0.01% 2915
2015
Q2 		$33K Buy
1,073
+125
+13% +$3.93K ﹤0.01% 2886
2015
Q1 		$29K Sell
948
-300
-24% -$9K ﹤0.01% 2954
2014
Q4 		$36K Buy
1,248
+250
+25% +$7.5K ﹤0.01% 2575
2014
Q3 		$30K Buy
998
+300
+43% +$9.25K ﹤0.01% 2359
2014
Q2 		$21K Hold
698
– – ﹤0.01% 2644
2014
Q1 		$20K Sell
698
-235
-25% -$6.79K ﹤0.01% 2587
2013
Q4 		$27K Hold
933
– – ﹤0.01% 2347
2013
Q3 		$24K Sell
933
-200
-18% -$4.75K ﹤0.01% 2336
2013
Q2 		$24K Buy
+1,133
New +$24.2K ﹤0.01% 2227

Other funds holding FNI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
SG
Somerset Group Wayzata, Minnesota $135M AUM 21.18% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FNI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Chindia ETF (FNI) stake by 25% in Q4 2019, selling an estimated $31.3K and leaving 2,564 shares worth $92K. The position accounts for ﹤0.01% of the portfolio, ranked #3088.

Ladenburg Thalmann Financial Services first reported a position in FNI in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.54M in Q4 2017. 38 funds tracked by Wall St. Rank hold FNI as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 2,564 shares of First Trust Chindia ETF worth $92K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 844 First Trust Chindia ETF shares in Q4 2019, an estimated $31.3K.
  • First Trust Chindia ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #3088 holding.
  • Ladenburg Thalmann Financial Services first reported a position in First Trust Chindia ETF in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's First Trust Chindia ETF position peaked at $1.54M in Q4 2017.
  • 38 funds tracked by Wall St. Rank held First Trust Chindia ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.