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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRA icon
1901
Strategic Education
STRA
$1.84B
$418K ﹤0.01%
3,010
+2,309
+329% +$394K
MLPX icon
1902
Global X MLP & Energy Infrastructure ETF
MLPX
$3.6B
$417K ﹤0.01%
11,315
-39,960
-78% -$1.48M
BMRC icon
1903
Bank of Marin Bancorp
BMRC
$462M
$416K ﹤0.01%
10,022
– –
NVCR icon
1904
NovoCure
NVCR
$1.99B
$416K ﹤0.01%
5,577
+3,875
+228% +$310K
SMB icon
1905
VanEck Short Muni ETF
SMB
$314M
$416K ﹤0.01%
23,459
+7,367
+46% +$131K
RAD
1906
DELISTED
Rite Aid Corporation
RAD
$416K ﹤0.01%
59,742
+17,179
+40% +$123K
PACW
1907
DELISTED
PacWest Bancorp
PACW
$414K ﹤0.01%
11,392
-1,571
-12% -$56.8K
ROSC icon
1908
Hartford Multifactor Small Cap ETF
ROSC
$62M
$413K ﹤0.01%
14,490
-1,229
-8% -$35.2K
XTN icon
1909
State Street SPDR S&P Transportation ETF
XTN
$396M
$413K ﹤0.01%
6,770
+365
+6% +$22.2K
ZNGA
1910
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$413K ﹤0.01%
71,054
-1,822
-3% -$11K
MFEM icon
1911
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$152M
$412K ﹤0.01%
17,951
-2,223
-11% -$51.4K
FMHI icon
1912
First Trust Municipal High Income ETF
FMHI
$1.01B
$411K ﹤0.01%
7,716
+4,195
+119% +$222K
SKM icon
1913
SK Telecom
SKM
$14.8B
$411K ﹤0.01%
11,245
-485
-4% -$18.2K
DXC icon
1914
DXC Technology
DXC
$1.74B
$410K ﹤0.01%
13,607
-559
-4% -$23.8K
ON icon
1915
ON Semiconductor
ON
$32.1B
$410K ﹤0.01%
21,379
+5,038
+31% +$96.9K
PGEN icon
1916
Precigen
PGEN
$2.28B
$410K ﹤0.01%
71,727
-4,724
-6% -$32.1K
RLJ icon
1917
RLJ Lodging Trust
RLJ
$1.68B
$410K ﹤0.01%
24,125
+3,553
+17% +$60.4K
CHE icon
1918
Chemed
CHE
$6.93B
$408K ﹤0.01%
974
+22
+2% +$8.98K
EMD
1919
Western Asset Emerging Markets Debt Fund
EMD
$610M
$408K ﹤0.01%
29,441
-436
-1% -$6.14K
GLU
1920
Gabelli Utility & Income Trust
GLU
$116M
$408K ﹤0.01%
21,975
+11,200
+104% +$205K
RJF icon
1921
Raymond James Financial
RJF
$35B
$407K ﹤0.01%
7,418
+2,163
+41% +$118K
APTV icon
1922
Aptiv
APTV
$10.2B
$406K ﹤0.01%
4,634
+664
+17% +$55.5K
NSL
1923
DELISTED
NUVEEN SENIOR INCM FD
NSL
$406K ﹤0.01%
70,436
-5,554
-7% -$32.1K
ALFA
1924
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$406K ﹤0.01%
7,476
+323
+5% +$17.3K
BKH icon
1925
Black Hills Corp
BKH
$5.65B
$404K ﹤0.01%
5,272
-128
-2% -$9.96K
75 76
77
78 79

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.