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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCAP
1801
DELISTED
Harvest Capital Credit Corporation
HCAP
$481K ﹤0.01%
48,314
+1,400
+3% +$14.2K
NCB
1802
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$481K ﹤0.01%
29,000
+22,200
+326% +$366K
AMJ
1803
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$480K ﹤0.01%
20,683
-25,754
-55% -$622K
NMRK icon
1804
Newmark Group
NMRK
$2.74B
$479K ﹤0.01%
52,525
+8,097
+18% +$75.2K
AMU
1805
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$479K ﹤0.01%
32,625
-2,900
-8% -$44.1K
AMBA icon
1806
Ambarella
AMBA
$3.62B
$478K ﹤0.01%
7,606
+237
+3% +$12.3K
GPK icon
1807
Graphic Packaging
GPK
$3.42B
$477K ﹤0.01%
32,348
+5,426
+20% +$76.2K
CCF
1808
DELISTED
Chase Corporation
CCF
$476K ﹤0.01%
4,355
– –
CODI icon
1809
Compass Diversified
CODI
$949M
$475K ﹤0.01%
24,062
+1,809
+8% +$34.6K
EMF
1810
Templeton Emerging Markets Fund
EMF
$334M
$475K ﹤0.01%
32,441
– –
SNX icon
1811
TD Synnex
SNX
$20.5B
$475K ﹤0.01%
8,426
-1,166
-12% -$54.4K
CF icon
1812
CF Industries
CF
$18B
$474K ﹤0.01%
9,618
+2,616
+37% +$127K
IGD
1813
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$527M
$474K ﹤0.01%
78,856
+27,668
+54% +$178K
PMO
1814
Franklin Municipal Opportunities Trust
PMO
$290M
$474K ﹤0.01%
36,232
+13,883
+62% +$182K
ABMD
1815
DELISTED
Abiomed Inc
ABMD
$474K ﹤0.01%
2,665
+1,726
+184% +$373K
PTF icon
1816
Invesco Dorsey Wright Technology Momentum ETF
PTF
$673M
$472K ﹤0.01%
20,673
-8,283
-29% -$210K
TCRT icon
1817
Alaunos Therapeutics
TCRT
$4.79M
$472K ﹤0.01%
736
– –
NDSN icon
1818
Nordson
NDSN
$17.3B
$471K ﹤0.01%
3,238
+843
+35% +$117K
RELX icon
1819
RELX
RELX
$60B
$471K ﹤0.01%
19,882
-33
-0.2% -$788
STK
1820
Columbia Seligman Premium Technology Growth Fund
STK
$943M
$471K ﹤0.01%
22,326
+91
+0.4% +$1.91K
SHE icon
1821
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$340M
$470K ﹤0.01%
6,390
+629
+11% +$46.4K
EHC icon
1822
Encompass Health
EHC
$12.2B
$469K ﹤0.01%
9,322
-378
-4% -$19K
ILPT
1823
Industrial Logistics Properties Trust
ILPT
$609M
$468K ﹤0.01%
22,044
+495
+2% +$10.6K
AFT
1824
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$467K ﹤0.01%
31,459
+2,550
+9% +$37.8K
CFG icon
1825
Citizens Financial Group
CFG
$31.5B
$466K ﹤0.01%
13,150
-28,774
-69% -$1M
71 72
73
74 75

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.