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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JUNO
1726
DELISTED
Juno Therapeutics, Inc.
JUNO
$385K ﹤0.01%
8,422
+2,220
+36% +$111K
FIZZ icon
1727
National Beverage
FIZZ
$2.89B
$384K ﹤0.01%
7,888
+1,486
+23% +$76.2K
VTRS icon
1728
Viatris
VTRS
$18.7B
$384K ﹤0.01%
9,080
+1,840
+25% +$70.3K
PBJ icon
1729
Invesco Food & Beverage ETF
PBJ
$107M
$383K ﹤0.01%
11,300
– –
USFD icon
1730
US Foods
USFD
$24.2B
$383K ﹤0.01%
11,962
-806
-6% -$22.8K
OXLC
1731
Oxford Lane Capital
OXLC
$912M
$382K ﹤0.01%
7,604
-200
-3% -$10.3K
IVOV icon
1732
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$381K ﹤0.01%
6,252
+280
+5% +$16.8K
RNG icon
1733
RingCentral
RNG
$5.27B
$381K ﹤0.01%
7,874
+4,645
+144% +$211K
DEX
1734
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$381K ﹤0.01%
31,430
-19,399
-38% -$230K
AAOI icon
1735
Applied Optoelectronics
AAOI
$11.1B
$380K ﹤0.01%
10,043
+1,555
+18% +$68.6K
AOD
1736
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$380K ﹤0.01%
40,338
-2,906
-7% -$26.5K
EIM
1737
Eaton Vance Municipal Bond Fund
EIM
$497M
$380K ﹤0.01%
30,374
-5,534
-15% -$69.7K
EMF
1738
Templeton Emerging Markets Fund
EMF
$327M
$380K ﹤0.01%
23,138
+2,855
+14% +$48.3K
NLSN
1739
DELISTED
Nielsen Holdings plc
NLSN
$380K ﹤0.01%
10,407
+3,574
+52% +$136K
MKC.V icon
1740
McCormick & Company Voting
MKC.V
$14.2B
$378K ﹤0.01%
7,520
– –
HDMV icon
1741
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.4M
$377K ﹤0.01%
10,972
+9,491
+641% +$320K
SCI icon
1742
Service Corp International
SCI
$11.4B
$377K ﹤0.01%
10,106
+8,095
+403% +$290K
ESS icon
1743
Essex Property Trust
ESS
$18.2B
$376K ﹤0.01%
1,559
+195
+14% +$49.2K
ROM icon
1744
ProShares Ultra Technology
ROM
$1.27B
$376K ﹤0.01%
34,280
-1,552
-4% -$16.6K
UWM icon
1745
ProShares Ultra Russell2000
UWM
$245M
$376K ﹤0.01%
10,666
-4,268
-29% -$146K
BMRC icon
1746
Bank of Marin Bancorp
BMRC
$461M
$375K ﹤0.01%
11,022
+6,140
+126% +$212K
PRN icon
1747
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$435M
$375K ﹤0.01%
6,147
-213
-3% -$12.8K
ICPT
1748
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$375K ﹤0.01%
6,415
-1,167
-15% -$73.6K
SCHR
1749
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$374K ﹤0.01%
14,026
-1,674
-11% -$44.9K
IIM icon
1750
Invesco Value Municipal Income Trust
IIM
$596M
$373K ﹤0.01%
25,051
-1,463
-6% -$21.6K
68 69
70
71 72

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.