Ladenburg Thalmann Financial Services’s DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND DEX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DEX Stock Details DEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$441K	Sell	42,368 -933	-2%	-$9.34K	﹤0.01%	1916
2019 Q3	$427K	Buy	43,301 +40	+0.1%	+$392	﹤0.01%	1885
2019 Q2	$428K	Buy	43,261 +1,598	+4%	+$15.7K	﹤0.01%	1869
2019 Q1	$403K	Buy	41,663 +2,055	+5%	+$19.5K	﹤0.01%	1856
2018 Q4	$345K	Buy	39,608 +7,108	+22%	+$69.1K	﹤0.01%	1812
2018 Q3	$364K	Buy	32,500 +1,627	+5%	+$18.3K	﹤0.01%	1848
2018 Q2	$357K	Hold	30,873	–	–	﹤0.01%	1815
2018 Q1	$357K	Sell	30,873 -557	-2%	-$6.75K	﹤0.01%	1815
2017 Q4	$381K	Sell	31,430 -19,399	-38%	-$230K	﹤0.01%	1734
2017 Q3	$603K	Buy	50,829 +4,588	+10%	+$53K	0.01%	1328
2017 Q2	$527K	Buy	46,241 +38,107	+468%	+$429K	0.01%	1355
2017 Q1	$89K	Sell	8,134 -53	-0.6%	-$559	﹤0.01%	2480
2016 Q4	$83K	Sell	8,187 -4,057	-33%	-$39.6K	﹤0.01%	2461
2016 Q3	$124K	Buy	12,244 +744	+6%	+$7.5K	﹤0.01%	2094
2016 Q2	$110K	Buy	11,500 +6,905	+150%	+$65K	﹤0.01%	2095
2016 Q1	$42K	Buy	4,595 +500	+12%	+$4.34K	﹤0.01%	2727
2015 Q4	$38K	Sell	4,095 -270	-6%	-$2.6K	﹤0.01%	2781
2015 Q3	$40K	Sell	4,365 -67	-2%	-$684	﹤0.01%	2622
2015 Q2	$48K	Sell	4,432 -148	-3%	-$1.7K	﹤0.01%	2616
2015 Q1	$53K	Buy	4,580 +765	+20%	+$8.66K	﹤0.01%	2513
2014 Q4	$43K	Buy	+3,815	New	+$44.4K	﹤0.01%	2472
2014 Q3	–	Sell	-1,500	Closed	-$19K	–	4076
2014 Q2	$19K	Sell	1,500 -1,750	-54%	-$21.9K	﹤0.01%	2712
2014 Q1	$40K	Sell	3,250 -13,200	-80%	-$159K	﹤0.01%	2124
2013 Q4	$201K	Sell	16,450 -1,837	-10%	-$22.3K	0.01%	1075
2013 Q3	$218K	Buy	18,287 +4,407	+32%	+$51.7K	0.01%	977
2013 Q2	$161K	Buy	+13,880	New	+$171K	0.01%	1075

Other funds holding DEX

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JFA

Johanson Financial Advisors Campbell, California $326M AUM 23.67% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DEX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND (DEX) stake by 2.2% in Q4 2019, selling an estimated $9.34K and leaving 42,368 shares worth $441K. The position accounts for ﹤0.01% of the portfolio, ranked #1916.

Ladenburg Thalmann Financial Services first reported a position in DEX in Q2 2013 and has held it in 26 quarters since. The position peaked at $603K in Q3 2017. 36 funds tracked by Wall St. Rank hold DEX as of Q4 2019.

Ladenburg Thalmann Financial Services held 42,368 shares of DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND worth $441K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 933 DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND shares in Q4 2019, an estimated $9.34K.
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1916 holding.
Ladenburg Thalmann Financial Services first reported a position in DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND in Q2 2013 and has held it in 26 quarters since.
Ladenburg Thalmann Financial Services's DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND position peaked at $603K in Q3 2017.
36 funds tracked by Wall St. Rank held DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.