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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBY icon
1651
Best Buy
BBY
$18B
$470K ﹤0.01%
5,938
-618
-9% -$47.9K
GDXJ icon
1652
VanEck Junior Gold Miners ETF
GDXJ
$8.33B
$470K ﹤0.01%
17,179
-5,251
-23% -$156K
ARKQ icon
1653
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.09B
$469K ﹤0.01%
13,032
-6,645
-34% -$239K
FJP icon
1654
First Trust Japan AlphaDEX Fund
FJP
$265M
$469K ﹤0.01%
8,140
+1,232
+18% +$68.1K
GLPI icon
1655
Gaming and Leisure Properties
GLPI
$12.7B
$468K ﹤0.01%
13,289
+9,106
+218% +$322K
SPHB icon
1656
Invesco S&P 500 High Beta ETF
SPHB
$956M
$468K ﹤0.01%
10,416
-927,931
-99% -$41.2M
NVT icon
1657
nVent Electric
NVT
$27.5B
$467K ﹤0.01%
+17,228
New +$469K
QQEW icon
1658
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.88B
$467K ﹤0.01%
7,352
+1,604
+28% +$101K
CMU
1659
DELISTED
MFS High Yield Municipal Trust
CMU
$465K ﹤0.01%
102,158
+39,755
+64% +$179K
CVE icon
1660
Cenovus Energy
CVE
$56.4B
$465K ﹤0.01%
46,386
+39,597
+583% +$386K
NUSC icon
1661
Nuveen ESG Small-Cap ETF
NUSC
$1.35B
$465K ﹤0.01%
14,722
+14,470
+5,742% +$458K
AAIC
1662
DELISTED
Arlington Asset Investment Corp.
AAIC
$465K ﹤0.01%
49,812
+4,000
+9% +$40.8K
ING icon
1663
ING
ING
$102B
$464K ﹤0.01%
35,619
+10,924
+44% +$153K
WYNN icon
1664
Wynn Resorts
WYNN
$10.5B
$464K ﹤0.01%
3,662
-3,798
-51% -$564K
BSJN
1665
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$464K ﹤0.01%
17,699
+2,867
+19% +$75K
EBND icon
1666
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$463K ﹤0.01%
17,593
+2,771
+19% +$73.6K
CBPX
1667
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$463K ﹤0.01%
12,339
+4,045
+49% +$144K
CNX icon
1668
CNX Resources
CNX
$5.23B
$462K ﹤0.01%
32,315
-12,154
-27% -$193K
PK icon
1669
Park Hotels & Resorts
PK
$3.03B
$462K ﹤0.01%
14,048
+11,535
+459% +$372K
SSRM icon
1670
SSR Mining
SSRM
$6.49B
$462K ﹤0.01%
52,986
+1,000
+2% +$9.44K
LHCG
1671
DELISTED
LHC Group LLC
LHCG
$462K ﹤0.01%
4,487
+2,997
+201% +$280K
ESTE
1672
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$461K ﹤0.01%
+49,164
New +$448K
CRUS icon
1673
Cirrus Logic
CRUS
$6.08B
$460K ﹤0.01%
11,931
+815
+7% +$33.8K
ERIE icon
1674
Erie Indemnity
ERIE
$13.4B
$460K ﹤0.01%
3,609
-308
-8% -$38.3K
MGEE icon
1675
MGE Energy Inc
MGEE
$3.06B
$460K ﹤0.01%
7,221
-3,569
-33% -$232K
65 66
67
68 69

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.