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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNST icon
1551
Monster Beverage
MNST
$90.1B
$656K ﹤0.01%
45,152
+404
+0.9% +$6.12K
IPG
1552
DELISTED
Interpublic Group of Companies
IPG
$654K ﹤0.01%
30,347
+870
+3% +$18.8K
GAB icon
1553
Gabelli Equity Trust
GAB
$1.81B
$653K ﹤0.01%
111,584
+6,908
+7% +$41.1K
HPS
1554
John Hancock Preferred Income Fund III
HPS
$463M
$652K ﹤0.01%
32,571
-1,034
-3% -$20K
PFX icon
1555
PhenixFIN
PFX
$88.3M
$652K ﹤0.01%
12,574
-285
-2% -$14.7K
VIAB
1556
DELISTED
Viacom Inc. Class B
VIAB
$650K ﹤0.01%
27,032
+2,945
+12% +$82.2K
FRA icon
1557
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
$648K ﹤0.01%
51,327
-11,814
-19% -$150K
BIO icon
1558
Bio-Rad Laboratories Class A
BIO
$9.68B
$647K ﹤0.01%
1,940
+521
+37% +$170K
LYG icon
1559
Lloyds Banking Group
LYG
$90B
$647K ﹤0.01%
244,708
+18,539
+8% +$48.1K
NMFC icon
1560
New Mountain Finance
NMFC
$728M
$646K ﹤0.01%
47,364
+13,593
+40% +$185K
PAUG icon
1561
Innovator US Equity Power Buffer ETF August
PAUG
$938M
$646K ﹤0.01%
+25,650
New +$641K
PAAS icon
1562
Pan American Silver
PAAS
$19.9B
$645K ﹤0.01%
41,074
+30,151
+276% +$488K
ST icon
1563
Sensata Technologies
ST
$6.72B
$644K ﹤0.01%
12,869
+2,973
+30% +$141K
CIEN icon
1564
Ciena
CIEN
$62.7B
$643K ﹤0.01%
16,410
+5,319
+48% +$223K
VKQ icon
1565
Invesco Municipal Trust
VKQ
$545M
$642K ﹤0.01%
50,913
+8,000
+19% +$101K
AXTA icon
1566
Axalta
AXTA
$7.93B
$641K ﹤0.01%
21,257
-1,311
-6% -$38.7K
QQQE icon
1567
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.45B
$641K ﹤0.01%
12,962
-1,064
-8% -$53.1K
GBAB
1568
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$391M
$639K ﹤0.01%
26,732
+10,007
+60% +$244K
IGPT icon
1569
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$639K ﹤0.01%
20,583
-82,938
-80% -$2.7M
LEN icon
1570
Lennar Class A
LEN
$20.5B
$639K ﹤0.01%
11,875
+4,738
+66% +$231K
FOF icon
1571
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$638K ﹤0.01%
48,679
+1,754
+4% +$22.5K
EELV icon
1572
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$422M
$637K ﹤0.01%
28,032
+2,785
+11% +$64.9K
SMOG icon
1573
VanEck Low Carbon Energy ETF
SMOG
$135M
$637K ﹤0.01%
9,946
-801
-7% -$51.8K
BIZD icon
1574
VanEck BDC Income ETF
BIZD
$1.71B
$631K ﹤0.01%
37,409
+12,583
+51% +$207K
IDOG icon
1575
ALPS International Sector Dividend Dogs ETF
IDOG
$564M
$631K ﹤0.01%
24,332
-3,194
-12% -$81.7K
61 62
63
64 65

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.