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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SD
1476
DELISTED
SANDRIDGE ENERGY, INC.
SD
$102K ﹤0.01%
16,814
-1,950
-10% -$11.7K
FWLT
1477
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$102K ﹤0.01%
3,085
-134
-4% -$3.92K
BKH icon
1478
Black Hills Corp
BKH
$5.59B
$101K ﹤0.01%
1,917
+38
+2% +$1.93K
QEP
1479
DELISTED
QEP RESOURCES, INC.
QEP
$101K ﹤0.01%
3,301
-101
-3% -$3.17K
AEM icon
1480
Agnico Eagle Mines
AEM
$92B
$100K ﹤0.01%
3,787
+1,528
+68% +$41K
CHI
1481
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$100K ﹤0.01%
7,576
-2,241
-23% -$29.2K
BCS.PRA.CL
1482
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$100K ﹤0.01%
3,967
-698
-15% -$17.5K
FUND
1483
Sprott Focus Trust
FUND
$319M
$99K ﹤0.01%
13,230
+149
+1% +$1.1K
GRC icon
1484
Gorman-Rupp
GRC
$2.19B
$99K ﹤0.01%
2,953
-120
-4% -$3.79K
MKL icon
1485
Markel Group
MKL
$22.8B
$99K ﹤0.01%
170
+8
+5% +$4.34K
TPLM
1486
DELISTED
Triangle Petroleum Corporation
TPLM
$99K ﹤0.01%
11,875
-1,283
-10% -$13K
AX icon
1487
Axos Financial
AX
$5.68B
$98K ﹤0.01%
4,992
– –
CQQQ icon
1488
Invesco China Technology ETF
CQQQ
$3.24B
$98K ﹤0.01%
+2,800
New +$94.7K
SIVR icon
1489
abrdn Physical Silver Shares ETF
SIVR
$4.5B
$98K ﹤0.01%
5,096
-272
-5% -$5.59K
ZION icon
1490
Zions Bancorporation
ZION
$10.4B
$98K ﹤0.01%
3,273
+1
+0% +$29
RGP
1491
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$98K ﹤0.01%
3,743
-847
-18% -$21.6K
BGC icon
1492
BGC Group
BGC
$4.83B
$97K ﹤0.01%
24,880
+23,325
+1,500% +$84.8K
PHG icon
1493
Philips
PHG
$26.4B
$97K ﹤0.01%
3,791
+2,896
+324% +$69.7K
PLD icon
1494
Prologis
PLD
$133B
$97K ﹤0.01%
2,620
-304
-10% -$11.7K
UI icon
1495
Ubiquiti
UI
$34.7B
$97K ﹤0.01%
2,101
+2,039
+3,289% +$81.1K
AV
1496
DELISTED
Aviva Plc
AV
$97K ﹤0.01%
6,549
-376
-5% -$5.29K
AGO icon
1497
Assured Guaranty
AGO
$3.31B
$96K ﹤0.01%
4,076
+76
+2% +$1.65K
ANSS
1498
DELISTED
Ansys
ANSS
$96K ﹤0.01%
1,111
+97
+10% +$8.33K
BGX
1499
Blackstone Long-Short Credit Income Fund
BGX
$138M
$96K ﹤0.01%
5,380
– –
CVE icon
1500
Cenovus Energy
CVE
$55B
$96K ﹤0.01%
3,372
-495
-13% -$14.4K
58 59
60
61 62

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.