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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XME icon
1401
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$113K ﹤0.01%
2,690
-1,120
-29% -$43.9K
CME icon
1402
CME Group
CME
$93.2B
$112K ﹤0.01%
1,426
+310
+28% +$24.3K
FGB
1403
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$112K ﹤0.01%
14,233
-497
-3% -$4.01K
PEO
1404
Adams Natural Resources Fund
PEO
$774M
$112K ﹤0.01%
4,236
-943
-18% -$24.9K
RXI icon
1405
iShares Global Consumer Discretionary ETF
RXI
$277M
$112K ﹤0.01%
1,333
+84
+7% +$6.79K
TE
1406
DELISTED
TECO ENERGY INC
TE
$112K ﹤0.01%
6,516
-110
-2% -$1.88K
NCZ
1407
Virtus Convertible & Income Fund II
NCZ
$304M
$111K ﹤0.01%
3,090
-76
-2% -$2.67K
PFI icon
1408
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.4M
$111K ﹤0.01%
3,791
-16
-0.4% -$443
QCRH icon
1409
QCR Holdings
QCRH
$1.71B
$111K ﹤0.01%
6,489
+1,489
+30% +$25.7K
SCHG icon
1410
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$111K ﹤0.01%
19,664
+8,416
+75% +$45.5K
WDC icon
1411
Western Digital
WDC
$151B
$111K ﹤0.01%
1,786
+112
+7% +$6.26K
XOMA
1412
DELISTED
Xoma
XOMA
$111K ﹤0.01%
+825
New +$83.2K
PRGX
1413
DELISTED
PRGX Global, Inc.
PRGX
$111K ﹤0.01%
16,500
– –
CIM
1414
Chimera Investment
CIM
$996M
$110K ﹤0.01%
2,355
+15
+0.6% +$683
CNP icon
1415
CenterPoint Energy
CNP
$26.5B
$110K ﹤0.01%
4,751
+160
+3% +$3.84K
CWI icon
1416
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$110K ﹤0.01%
4,647
+3,310
+248% +$77.3K
EHC icon
1417
Encompass Health
EHC
$12.4B
$110K ﹤0.01%
4,180
– –
GEL icon
1418
Genesis Energy
GEL
$1.89B
$110K ﹤0.01%
2,100
-360
-15% -$18.2K
GME icon
1419
GameStop
GME
$8.44B
$110K ﹤0.01%
9,016
-6,824
-43% -$87.5K
IVOG icon
1420
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$110K ﹤0.01%
2,394
– –
KSS icon
1421
Kohl's
KSS
$2.1B
$110K ﹤0.01%
1,933
+48
+3% +$2.63K
PBW icon
1422
Invesco WilderHill Clean Energy ETF
PBW
$463M
$110K ﹤0.01%
3,374
+1,694
+101% +$54.4K
PODD icon
1423
Insulet
PODD
$10B
$110K ﹤0.01%
2,966
-335
-10% -$12.4K
AMU
1424
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$110K ﹤0.01%
3,769
+539
+17% +$15.3K
ATO icon
1425
Atmos Energy
ATO
$28.6B
$109K ﹤0.01%
2,407
+202
+9% +$8.92K
55 56
57
58 59

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EM
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HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.