Ladenburg Thalmann Financial Services’s CenterPoint Energy CNP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5.28M	Sell	196,808 -203,030	-51%	-$5.52M	0.03%	464
2019 Q3	$12.1M	Buy	399,838 +15,363	+4%	+$443K	0.08%	235
2019 Q2	$11M	Buy	384,475 +4,415	+1%	+$132K	0.08%	245
2019 Q1	$11.7M	Sell	380,060 -13,284	-3%	-$402K	0.09%	219
2018 Q4	$11.1M	Sell	393,344 -24,649	-6%	-$688K	0.1%	194
2018 Q3	$11.6M	Sell	417,993 -36,961	-8%	-$1.04M	0.1%	195
2018 Q2	$12.5M	Hold	454,954	–	–	0.12%	170
2018 Q1	$12.5M	Buy	454,954 +32,083	+8%	+$874K	0.12%	170
2017 Q4	$12M	Buy	422,871 +50,061	+13%	+$1.46M	0.11%	173
2017 Q3	$10.9M	Sell	372,810 -3,454	-0.9%	-$99.7K	0.12%	170
2017 Q2	$10.3M	Buy	376,264 +9,582	+3%	+$269K	0.12%	165
2017 Q1	$10.1M	Buy	366,682 +1,969	+0.5%	+$52.4K	0.13%	159
2016 Q4	$8.99M	Buy	364,713 +573	+0.2%	+$13.4K	0.13%	162
2016 Q3	$8.46M	Buy	364,140 +6,317	+2%	+$147K	0.13%	161
2016 Q2	$8.58M	Buy	357,823 +20,155	+6%	+$445K	0.14%	155
2016 Q1	$7.06M	Buy	337,668 +322,601	+2,141%	+$6.09M	0.12%	174
2015 Q4	$277K	Buy	15,067 +1,317	+10%	+$23.4K	0.01%	1363
2015 Q3	$247K	Sell	13,750 -1,781	-11%	-$33.3K	0.01%	1342
2015 Q2	$295K	Buy	15,531 +2,925	+23%	+$59.1K	0.01%	1342
2015 Q1	$258K	Sell	12,606 -4,621	-27%	-$101K	﹤0.01%	1401
2014 Q4	$403K	Buy	17,227 +4,007	+30%	+$95.7K	0.01%	1030
2014 Q3	$323K	Buy	13,220 +4,800	+57%	+$118K	0.01%	984
2014 Q2	$215K	Buy	8,420 +2,157	+34%	+$52.3K	0.01%	1156
2014 Q1	$148K	Buy	6,263 +1,512	+32%	+$35.5K	﹤0.01%	1291
2013 Q4	$110K	Buy	4,751 +160	+3%	+$3.84K	﹤0.01%	1415
2013 Q3	$111K	Buy	4,591 +141	+3%	+$3.36K	﹤0.01%	1330
2013 Q2	$105K	Buy	+4,450	New	+$106K	﹤0.01%	1279