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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQI icon
1351
Invesco Quality Municipal Securities
IQI
$541M
$281K 0.01%
22,159
+3,270
+17% +$40.3K
TBX icon
1352
ProShares Short 7-10 Year Treasury
TBX
$20.8M
$281K 0.01%
9,500
+8,500
+850% +$250K
XYL icon
1353
Xylem
XYL
$28.1B
$281K 0.01%
7,694
+978
+15% +$35.4K
CHMI
1354
Cherry Hill Mortgage Investment Corp
CHMI
$108M
$279K 0.01%
21,465
+7,760
+57% +$113K
IDOG icon
1355
ALPS International Sector Dividend Dogs ETF
IDOG
$564M
$279K 0.01%
11,895
+12
+0.1% +$291
OIH icon
1356
VanEck Oil Services ETF
OIH
$1.95B
$279K 0.01%
527
+158
+43% +$94K
PGR icon
1357
Progressive
PGR
$121B
$279K 0.01%
8,792
-9,869
-53% -$314K
CW icon
1358
Curtiss-Wright
CW
$25.4B
$278K 0.01%
4,063
+463
+13% +$31.5K
EOD
1359
Allspring Global Dividend Opportunity Fund
EOD
$289M
$278K 0.01%
46,995
+19,059
+68% +$116K
HRZN icon
1360
Horizon Technology Finance
HRZN
$343M
$278K 0.01%
23,540
+21,682
+1,167% +$238K
UWM icon
1361
ProShares Ultra Russell2000
UWM
$248M
$278K 0.01%
14,064
+13,464
+2,244% +$279K
EPRS
1362
DELISTED
EPIRUS BIOPHARMACEUTICALS INC COM
EPRS
$278K 0.01%
90,000
-1
-0% -$5
CNP icon
1363
CenterPoint Energy
CNP
$26.7B
$277K 0.01%
15,067
+1,317
+10% +$23.4K
MSEX icon
1364
Middlesex Water
MSEX
$1.11B
$277K 0.01%
10,434
-189
-2% -$4.82K
JPC icon
1365
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$275K 0.01%
30,057
-4,498
-13% -$41.1K
PLD icon
1366
Prologis
PLD
$134B
$275K 0.01%
6,422
+552
+9% +$23.3K
HOT
1367
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$273K 0.01%
3,963
+521
+15% +$37.2K
BOE icon
1368
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$272K 0.01%
21,307
+403
+2% +$5.13K
CYBR
1369
DELISTED
CyberArk
CYBR
$272K 0.01%
6,025
-134
-2% -$6.1K
UVE icon
1370
Universal Insurance Holdings
UVE
$1.18B
$272K 0.01%
11,714
+6,475
+124% +$178K
BBDC icon
1371
Barings BDC
BBDC
$987M
$271K 0.01%
14,133
+476
+3% +$8.98K
FFWM
1372
DELISTED
First Foundation Inc
FFWM
$271K 0.01%
22,954
+7,210
+46% +$84.1K
KBWY icon
1373
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
$271K 0.01%
8,895
+505
+6% +$15.6K
PVTB
1374
DELISTED
PrivateBancorp Inc
PVTB
$271K 0.01%
6,600
+500
+8% +$21K
UBS icon
1375
UBS Group
UBS
$176B
$270K 0.01%
13,995
-11
-0.1% -$215
53 54
55
56 57

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.