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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMPQ
1226
DELISTED
Umpqua Holdings Corp
UMPQ
$857K 0.01%
41,276
+5,496
+15% +$120K
GWX icon
1227
State Street SPDR S&P International Small Cap ETF
GWX
$928M
$853K 0.01%
24,845
-56,335
-69% -$1.92M
WDC icon
1228
Western Digital
WDC
$168B
$850K 0.01%
19,287
-9,816
-34% -$497K
NSL
1229
DELISTED
NUVEEN SENIOR INCM FD
NSL
$849K 0.01%
137,834
-45,335
-25% -$279K
AMJ
1230
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$846K 0.01%
30,787
-3,918
-11% -$109K
LIT icon
1231
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$844K 0.01%
25,605
-1,639
-6% -$53K
PNR icon
1232
Pentair
PNR
$10.7B
$843K 0.01%
19,461
+6,319
+48% +$274K
CSW
1233
CSW Industrials
CSW
$5.59B
$842K 0.01%
15,674
-6,925
-31% -$378K
SKX
1234
DELISTED
Skechers
SKX
$842K 0.01%
30,127
-2,173
-7% -$62.9K
SIR
1235
DELISTED
SELECT INCOME REIT
SIR
$841K 0.01%
87,431
+4,933
+6% +$46.4K
HISF icon
1236
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$99.1M
$840K 0.01%
17,079
+4,979
+41% +$247K
DXJ icon
1237
WisdomTree Japan Hedged Equity Fund
DXJ
$7.55B
$839K 0.01%
14,428
-9,400
-39% -$516K
TXT icon
1238
Textron
TXT
$15.1B
$839K 0.01%
11,712
-1,105
-9% -$75.4K
PARA
1239
DELISTED
Paramount Global Class B
PARA
$838K 0.01%
14,619
-434
-3% -$24K
IPAY icon
1240
Amplify Mobile Payments ETF
IPAY
$188M
$837K 0.01%
19,461
+4,169
+27% +$172K
NMZ icon
1241
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$837K 0.01%
66,533
+6,635
+11% +$85.4K
ATO icon
1242
Atmos Energy
ATO
$28.7B
$835K 0.01%
8,950
+419
+5% +$38.7K
EFL
1243
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$835K 0.01%
90,200
+86,200
+2,155% +$804K
RXI icon
1244
iShares Global Consumer Discretionary ETF
RXI
$274M
$833K 0.01%
6,936
+525
+8% +$61.8K
SNDS
1245
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$831K 0.01%
45,324
-2,921
-6% -$53.6K
SJI
1246
DELISTED
South Jersey Industries, Inc.
SJI
$828K 0.01%
23,857
-1,075
-4% -$36.5K
KSU
1247
DELISTED
Kansas City Southern
KSU
$826K 0.01%
7,285
+918
+14% +$105K
CLR
1248
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$822K 0.01%
11,872
+5,792
+95% +$366K
GWW icon
1249
W.W. Grainger
GWW
$62.2B
$820K 0.01%
2,302
-58
-2% -$20K
IVOG icon
1250
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.73B
$820K 0.01%
11,330
+1,770
+19% +$127K
48 49
50
51 52

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.