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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
101
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$29.1M 0.24%
297,179
-45,949
-13% -$4.45M
IJS icon
102
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$28.7M 0.24%
344,476
+67,894
+25% +$5.74M
IBM icon
103
IBM
IBM
$222B
$27.9M 0.23%
192,775
+8,114
+4% +$1.13M
ABBV icon
104
AbbVie
ABBV
$435B
$27.7M 0.23%
292,501
+10,431
+4% +$989K
KO icon
105
Coca-Cola
KO
$376B
$27.6M 0.23%
597,419
+10,361
+2% +$473K
NVDA icon
106
NVIDIA
NVDA
$5.26T
$27.3M 0.23%
3,887,360
+199,640
+5% +$1.3M
WM icon
107
Waste Management
WM
$90.6B
$27.3M 0.23%
302,064
+5,436
+2% +$482K
CAT icon
108
Caterpillar
CAT
$387B
$27.2M 0.23%
178,207
+5,096
+3% +$721K
LDUR icon
109
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$26.6M 0.22%
266,786
+119,654
+81% +$11.9M
UPS icon
110
United Parcel Service
UPS
$88.8B
$26M 0.22%
222,245
+18,752
+9% +$2.21M
EFA icon
111
iShares MSCI EAFE ETF
EFA
$79.9B
$25M 0.21%
367,631
-42,910
-10% -$2.9M
XLK icon
112
State Street Technology Select Sector SPDR ETF
XLK
$122B
$24.9M 0.21%
659,680
+72,758
+12% +$2.67M
HON icon
113
Honeywell
HON
$77.2B
$24.7M 0.21%
164,317
+4,148
+3% +$588K
MCD icon
114
McDonald's
MCD
$194B
$24.6M 0.21%
146,828
+2,188
+2% +$351K
SBUX icon
115
Starbucks
SBUX
$120B
$24.4M 0.2%
429,964
+13,733
+3% +$726K
GSY icon
116
Invesco Ultra Short Duration ETF
GSY
$3.88B
$24.1M 0.2%
+480,696
New +$24.2M
BP icon
117
BP
BP
$110B
$24.1M 0.2%
546,533
+9,157
+2% +$383K
BABA icon
118
Alibaba
BABA
$316B
$23.9M 0.2%
145,424
+36,044
+33% +$6.38M
VMBS icon
119
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$23.7M 0.2%
465,530
+14,221
+3% +$729K
SHY icon
120
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$23.5M 0.2%
283,219
+57,443
+25% +$4.78M
XLV icon
121
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$23.3M 0.19%
244,529
+57,522
+31% +$5.2M
GLD icon
122
SPDR Gold Trust
GLD
$142B
$23M 0.19%
203,796
+4,541
+2% +$521K
SPLV icon
123
Invesco S&P 500 Low Volatility ETF
SPLV
$7.18B
$22.7M 0.19%
458,188
+25,614
+6% +$1.26M
SCHA icon
124
Schwab U.S Small- Cap ETF
SCHA
$23B
$22.5M 0.19%
1,183,716
+557,488
+89% +$10.6M
CL icon
125
Colgate-Palmolive
CL
$74.4B
$22.2M 0.19%
331,537
-8,272
-2% -$551K
3 4
5
6 7

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EM
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HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.