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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
101
Duke Energy
DUK
$97.3B
$24.8M 0.24%
294,621
+22,197
+8% +$1.94M
VHT icon
102
Vanguard Health Care ETF
VHT
$18.6B
$24.6M 0.23%
159,519
+2,833
+2% +$435K
PFE icon
103
Pfizer
PFE
$153B
$24M 0.23%
698,685
+48,087
+7% +$1.64M
GLD icon
104
SPDR Gold Trust
GLD
$141B
$23.6M 0.23%
190,990
+17,154
+10% +$2.08M
COST icon
105
Costco
COST
$420B
$23.4M 0.22%
125,925
+6,765
+6% +$1.17M
EEM icon
106
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$23.2M 0.22%
492,259
+105,543
+27% +$4.88M
IWY icon
107
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$23.1M 0.22%
316,047
+15,715
+5% +$1.12M
BAC icon
108
Bank of America
BAC
$442B
$22.9M 0.22%
776,883
+46,620
+6% +$1.29M
UPS icon
109
United Parcel Service
UPS
$88.9B
$22.6M 0.22%
189,880
+3,318
+2% +$390K
TLTE icon
110
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$347M
$22.4M 0.21%
375,767
+20,185
+6% +$1.17M
VXUS icon
111
Vanguard Total International Stock ETF
VXUS
$160B
$22M 0.21%
387,634
+98,606
+34% +$5.51M
SBUX icon
112
Starbucks
SBUX
$120B
$21.9M 0.21%
381,716
-30,788
-7% -$1.74M
WMT icon
113
Walmart Inc
WMT
$890B
$21.8M 0.21%
662,604
+76,692
+13% +$2.35M
BP icon
114
BP
BP
$107B
$20.9M 0.2%
543,870
+4,598
+0.9% +$167K
VMBS icon
115
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$20.5M 0.2%
391,570
+115,729
+42% +$6.09M
SPLV icon
116
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$19.9M 0.19%
415,940
+20,194
+5% +$952K
CWB icon
117
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$19.7M 0.19%
389,508
+180,389
+86% +$9.28M
IGSB icon
118
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$19.6M 0.19%
374,872
-6,076
-2% -$319K
SHY icon
119
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$19.6M 0.19%
233,447
+17,833
+8% +$1.5M
IMCB icon
120
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$19.5M 0.19%
420,224
+2,828
+0.7% +$127K
HON icon
121
Honeywell
HON
$78B
$19.5M 0.19%
140,591
+5,641
+4% +$757K
STIP icon
122
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$19.3M 0.18%
193,283
+6,908
+4% +$692K
PEP icon
123
PepsiCo
PEP
$190B
$19.2M 0.18%
160,223
+4,573
+3% +$522K
DD icon
124
DuPont de Nemours
DD
$19.2B
$19M 0.18%
105,353
+7,470
+8% +$1.35M
FNCL icon
125
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$19M 0.18%
465,277
+135,477
+41% +$5.34M
3 4
5
6 7

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.