We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHF icon
1151
iShares US Healthcare Providers ETF
IHF
$1.27B
$871K 0.01%
27,770
+11,705
+73% +$352K
FAF icon
1152
First American
FAF
$7.37B
$870K 0.01%
15,541
+918
+6% +$49.4K
JDD
1153
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$870K 0.01%
70,722
-2,353
-3% -$29.4K
IONS icon
1154
Ionis Pharmaceuticals
IONS
$9.46B
$869K 0.01%
17,267
-120
-0.7% -$6.58K
BBWI icon
1155
Bath & Body Works
BBWI
$3.89B
$865K 0.01%
17,781
+3,061
+21% +$124K
FMB icon
1156
First Trust Managed Municipal ETF
FMB
$2.06B
$865K 0.01%
16,176
+2,966
+22% +$158K
HPE icon
1157
Hewlett Packard
HPE
$72.4B
$865K 0.01%
60,200
-2,215
-4% -$31.5K
QEMM icon
1158
State Street SPDR MSCI Emerging Markets StrategicFactors ETF
QEMM
$60.1M
$864K 0.01%
+13,403
New +$844K
NFG icon
1159
National Fuel Gas
NFG
$7.78B
$863K 0.01%
15,723
+3,325
+27% +$190K
WRK
1160
DELISTED
WestRock Company
WRK
$863K 0.01%
13,652
+8,745
+178% +$531K
AEE icon
1161
Ameren
AEE
$29.6B
$862K 0.01%
14,621
-267
-2% -$16.4K
FTA icon
1162
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$862K 0.01%
15,756
-4,715
-23% -$248K
BME icon
1163
BlackRock Health Sciences Trust
BME
$574M
$861K 0.01%
23,616
+19,548
+481% +$706K
IQDF icon
1164
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$860K 0.01%
32,082
+1,315
+4% +$34.7K
GGM
1165
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$858K 0.01%
39,098
+35,435
+967% +$793K
EMQQ icon
1166
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
$856K 0.01%
22,497
+2,760
+14% +$104K
AEM icon
1167
Agnico Eagle Mines
AEM
$91.4B
$855K 0.01%
18,500
-2,073
-10% -$92.5K
FXN icon
1168
First Trust Energy AlphaDEX Fund
FXN
$386M
$855K 0.01%
55,188
-18,474
-25% -$268K
KIO
1169
KKR Income Opportunities Fund
KIO
$458M
$854K 0.01%
53,220
+22,478
+73% +$371K
STMP
1170
DELISTED
Stamps.com, Inc.
STMP
$854K 0.01%
4,547
+1,246
+38% +$241K
PIZ icon
1171
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$730M
$853K 0.01%
30,833
+9,343
+43% +$256K
POT
1172
DELISTED
Potash Corp Of Saskatchewan
POT
$853K 0.01%
41,256
+235
+0.6% +$4.56K
NXPI icon
1173
NXP Semiconductors
NXPI
$58.8B
$852K 0.01%
7,263
-1,076
-13% -$124K
RYN icon
1174
Rayonier
RYN
$6.52B
$852K 0.01%
29,698
+6,640
+29% +$184K
MDU icon
1175
MDU Resources
MDU
$4.29B
$849K 0.01%
82,949
-10,202
-11% -$105K
45 46
47
48 49

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.