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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNR
1126
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$673K 0.01%
65,958
+512
+0.8% +$5.2K
AGZ icon
1127
iShares Agency Bond ETF
AGZ
$563M
$672K 0.01%
5,948
-2,738
-32% -$309K
FRA icon
1128
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$672K 0.01%
46,381
-15
-0% -$220
SNI
1129
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$672K 0.01%
8,568
-634
-7% -$49K
MYI icon
1130
BlackRock MuniYield Quality Fund III
MYI
$719M
$671K 0.01%
48,136
+1,219
+3% +$16.8K
AXTA icon
1131
Axalta
AXTA
$8.01B
$670K 0.01%
20,811
+18,841
+956% +$560K
AAIC
1132
DELISTED
Arlington Asset Investment Corp.
AAIC
$668K 0.01%
47,372
+21,000
+80% +$309K
BYM
1133
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$667K 0.01%
47,890
+46,890
+4,689% +$654K
FMB icon
1134
First Trust Managed Municipal ETF
FMB
$2.06B
$665K 0.01%
12,843
+15
+0.1% +$772
KBWB icon
1135
Invesco KBW Bank ETF
KBWB
$6.75B
$664K 0.01%
13,966
+4,030
+41% +$195K
EME icon
1136
Emcor
EME
$35.7B
$663K 0.01%
10,537
-1,329
-11% -$88.2K
FDD icon
1137
First Trust STOXX European Select Dividend Income Fund
FDD
$906M
$663K 0.01%
53,653
+14,707
+38% +$178K
MELI icon
1138
Mercado Libre
MELI
$92.5B
$661K 0.01%
3,127
+377
+14% +$73.8K
PNNT
1139
Pennant Park Investment Corp
PNNT
$242M
$661K 0.01%
81,195
+4,807
+6% +$38.7K
WLL
1140
DELISTED
Whiting Petroleum Corporation
WLL
$660K 0.01%
233
+121
+108% +$392K
HTGC icon
1141
Hercules Capital
HTGC
$3.21B
$659K 0.01%
43,655
+5,436
+14% +$79.7K
QAI icon
1142
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$659K 0.01%
22,648
+7,172
+46% +$207K
SSD icon
1143
Simpson Manufacturing
SSD
$8B
$657K 0.01%
15,242
-473
-3% -$20.5K
FEP icon
1144
First Trust Europe AlphaDEX Fund
FEP
$531M
$656K 0.01%
20,514
-7,073
-26% -$218K
WHLRP
1145
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.36M
$656K 0.01%
27,480
-565
-2% -$13.3K
NTRS icon
1146
Northern Trust
NTRS
$34.4B
$655K 0.01%
7,562
+1,292
+21% +$112K
LTC
1147
LTC Properties
LTC
$2.12B
$654K 0.01%
13,664
+2,601
+24% +$122K
CSL icon
1148
Carlisle Companies
CSL
$15.3B
$650K 0.01%
6,112
-1,276
-17% -$137K
IFF icon
1149
International Flavors & Fragrances
IFF
$21.7B
$648K 0.01%
4,888
-3,187
-39% -$391K
DBP icon
1150
Invesco DB Precious Metals Fund
DBP
$259M
$647K 0.01%
18,248
-19,455
-52% -$723K
44 45
46
47 48

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.