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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSLR
1076
DELISTED
VIVINT SOLAR, INC.
VSLR
$1.08M 0.01%
207,640
+204,239
+6,005% +$1.08M
BHR
1077
Braemar Hotels & Resorts
BHR
$139M
$1.07M 0.01%
92,222
+89,108
+2,862% +$1M
LAZ icon
1078
Lazard
LAZ
$4.28B
$1.07M 0.01%
22,284
+4,559
+26% +$227K
DVN icon
1079
Devon Energy
DVN
$49.6B
$1.07M 0.01%
26,729
+6,089
+30% +$259K
SABA
1080
Saba Capital Income & Opportunities Fund II
SABA
$222M
$1.07M 0.01%
87,301
-7,349
-8% -$90.2K
TWLO icon
1081
Twilio
TWLO
$39.2B
$1.07M 0.01%
12,376
+2,231
+22% +$163K
QRVO icon
1082
Qorvo
QRVO
$8.53B
$1.07M 0.01%
13,868
-1,817
-12% -$146K
BKCC
1083
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.06M 0.01%
179,978
+24,117
+15% +$147K
FDC
1084
DELISTED
First Data Corporation
FDC
$1.06M 0.01%
43,733
+14,654
+50% +$353K
CSL icon
1085
Carlisle Companies
CSL
$15.5B
$1.06M 0.01%
8,703
+113
+1% +$13.8K
PFXF icon
1086
VanEck Preferred Securities ex Financials ETF
PFXF
$2.46B
$1.06M 0.01%
54,500
+5,793
+12% +$113K
FAX
1087
abrdn Asia-Pacific Income Fund
FAX
$601M
$1.06M 0.01%
42,552
-10,665
-20% -$271K
NKTR icon
1088
Nektar Therapeutics
NKTR
$2.55B
$1.06M 0.01%
1,155
+459
+66% +$392K
CGNX icon
1089
Cognex
CGNX
$10.6B
$1.06M 0.01%
18,915
+3,584
+23% +$184K
PDT
1090
John Hancock Premium Dividend Fund
PDT
$628M
$1.06M 0.01%
65,153
+12,187
+23% +$197K
ZBRA icon
1091
Zebra Technologies
ZBRA
$18.1B
$1.05M 0.01%
5,953
+641
+12% +$103K
OKTA icon
1092
Okta
OKTA
$25.9B
$1.05M 0.01%
14,955
+12,322
+468% +$734K
IAGG icon
1093
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$1.05M 0.01%
20,135
+6,559
+48% +$344K
P
1094
DELISTED
Pandora Media Inc
P
$1.05M 0.01%
110,337
+104,679
+1,850% +$882K
HUBB icon
1095
Hubbell
HUBB
$27.8B
$1.05M 0.01%
7,837
+1,697
+28% +$208K
FITB
1096
Fifth Third Bancorp
FITB
$52.1B
$1.04M 0.01%
37,473
-2,433
-6% -$71.4K
NIE
1097
Virtus Equity & Convertible Income Fund
NIE
$739M
$1.04M 0.01%
45,453
+16,833
+59% +$390K
TEI
1098
Templeton Emerging Markets Income Fund
TEI
$323M
$1.04M 0.01%
104,385
+4,292
+4% +$44K
IDOG icon
1099
ALPS International Sector Dividend Dogs ETF
IDOG
$563M
$1.04M 0.01%
38,793
-8,881
-19% -$240K
BGR icon
1100
BlackRock Energy and Resources Trust
BGR
$425M
$1.04M 0.01%
71,122
+62,869
+762% +$929K
42 43
44
45 46

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.