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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTF icon
1026
iShares International Equity Factor ETF
INTF
$3.74B
$1.18M 0.01%
41,945
-12,846
-23% -$357K
RY icon
1027
Royal Bank of Canada
RY
$292B
$1.18M 0.01%
14,694
+185
+1% +$14.5K
DBL
1028
DoubleLine Opportunistic Credit Fund
DBL
$282M
$1.17M 0.01%
56,973
-12,122
-18% -$253K
AABA
1029
DELISTED
Altaba Inc
AABA
$1.17M 0.01%
17,187
+460
+3% +$32.4K
KBE icon
1030
State Street SPDR S&P Bank ETF
KBE
$1.73B
$1.17M 0.01%
25,064
-19,447
-44% -$947K
AON icon
1031
Aon
AON
$75.6B
$1.17M 0.01%
7,581
-748
-9% -$109K
WHR icon
1032
Whirlpool
WHR
$2.84B
$1.17M 0.01%
9,817
+2,037
+26% +$270K
CERN
1033
DELISTED
Cerner Corp
CERN
$1.17M 0.01%
18,116
-2,061
-10% -$131K
CWCO icon
1034
Consolidated Water Co
CWCO
$518M
$1.16M 0.01%
84,003
-5,589
-6% -$77.3K
IPKW icon
1035
Invesco International BuyBack Achievers ETF
IPKW
$554M
$1.16M 0.01%
33,721
-32,803
-49% -$1.16M
MIC
1036
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.16M 0.01%
25,119
+7,167
+40% +$328K
MUH
1037
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$1.16M 0.01%
86,753
+38,227
+79% +$529K
BTZ icon
1038
BlackRock Credit Allocation Income Trust
BTZ
$958M
$1.15M 0.01%
94,282
+4,663
+5% +$57.2K
FINX icon
1039
Global X FinTech ETF
FINX
$166M
$1.15M 0.01%
40,111
+13,696
+52% +$381K
EEFT icon
1040
Euronet Worldwide
EEFT
$2.64B
$1.15M 0.01%
11,459
-1,237
-10% -$116K
WBD icon
1041
Warner Bros
WBD
$67.9B
$1.15M 0.01%
35,710
+27,190
+319% +$766K
IEV icon
1042
iShares Europe ETF
IEV
$1.7B
$1.15M 0.01%
25,396
+541
+2% +$24.4K
PEGI
1043
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.15M 0.01%
57,622
+624
+1% +$12K
XNTK icon
1044
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$1.14M 0.01%
12,109
+19
+0.2% +$1.79K
STMP
1045
DELISTED
Stamps.com, Inc.
STMP
$1.14M 0.01%
5,053
+203
+4% +$50.8K
EXPD icon
1046
Expeditors International
EXPD
$23B
$1.14M 0.01%
15,473
-4,004
-21% -$296K
REZ icon
1047
iShares Residential and Multisector Real Estate ETF
REZ
$842M
$1.13M 0.01%
18,046
-1,601
-8% -$102K
FEM icon
1048
First Trust Emerging Markets AlphaDEX Fund
FEM
$781M
$1.13M 0.01%
45,068
-38,442
-46% -$973K
GGG icon
1049
Graco
GGG
$13.5B
$1.13M 0.01%
24,363
+12,421
+104% +$579K
LITE icon
1050
Lumentum
LITE
$63.8B
$1.13M 0.01%
18,760
+10,611
+130% +$635K
40 41
42
43 44

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.