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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
$0
Cap. Flow
-$16M
Cap. Flow %
-0.15%
Top 10 Hldgs %
13.12%
Holding
5,251
New
3
Increased
11
Reduced
33
Closed
–

Top Buys

Rank Stock Value
1
QID icon
ProShares UltraShort QQQ
QID
+$2.09M
2
WIN
Windstream Holdings Inc
WIN
+$523K
3
DOG
ProShares Short Dow30
DOG
+$308K
4
MDR
McDermott International
MDR
+$283K
5
MYY icon
ProShares Short MidCap400
MYY
+$191K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$5.99M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.22M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$2.46M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.36M
5
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.21M

Sector Composition

Rank Sector Weight
1 Technology 6.23%
2 Financials 5.95%
3 Industrials 4.72%
4 Healthcare 3.63%
5 Consumer Staples 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RY icon
1001
Royal Bank of Canada
RY
$294B
$1.12M 0.01%
14,509
– –
SNAP icon
1002
Snap
SNAP
$9.3B
$1.12M 0.01%
70,634
– –
FSD
1003
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.12M 0.01%
74,457
– –
TYG
1004
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$1.12M 0.01%
11,189
– –
MASI
1005
DELISTED
Masimo
MASI
$1.12M 0.01%
12,698
– –
ETG
1006
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$1.11M 0.01%
66,711
– –
MIDD icon
1007
Middleby
MIDD
$5.56B
$1.11M 0.01%
8,997
– –
TTC icon
1008
Toro Company
TTC
$9.5B
$1.11M 0.01%
17,802
– –
NKTR icon
1009
Nektar Therapeutics
NKTR
$2.53B
$1.11M 0.01%
696
– –
QRVO icon
1010
Qorvo
QRVO
$8.56B
$1.1M 0.01%
15,685
– –
VHC icon
1011
VirnetX Holding Corp
VHC
$62.5M
$1.1M 0.01%
13,965
– –
ILCB icon
1012
iShares Morningstar US Equity ETF
ILCB
$1.32B
$1.1M 0.01%
28,748
– –
CIT
1013
DELISTED
CIT Group Inc.
CIT
$1.1M 0.01%
21,422
– –
ETJ
1014
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$1.1M 0.01%
122,650
– –
NEO icon
1015
NeoGenomics
NEO
$2.12B
$1.1M 0.01%
137,779
– –
HTGC icon
1016
Hercules Capital
HTGC
$3.14B
$1.1M 0.01%
90,672
– –
IEO icon
1017
iShares US Oil & Gas Exploration & Production ETF
IEO
$583M
$1.09M 0.01%
17,224
– –
NZF icon
1018
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$1.09M 0.01%
77,429
– –
HQL
1019
abrdn Life Sciences Investors
HQL
$637M
$1.09M 0.01%
56,834
– –
GG
1020
DELISTED
Goldcorp Inc
GG
$1.09M 0.01%
78,728
– –
DFE icon
1021
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$1.09M 0.01%
15,542
– –
ARDC
1022
Are Dynamic Credit Allocation Fund
ARDC
$298M
$1.08M 0.01%
66,309
– –
SUSA icon
1023
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$1.08M 0.01%
19,420
– –
XNTK icon
1024
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$1.08M 0.01%
12,090
– –
EFF
1025
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.08M 0.01%
64,413
– –
39 40
41
42 43

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2018 Portfolio in Review

As of Q2 2018, Ladenburg Thalmann Financial Services held 5,251 positions worth $10.7B, unchanged from the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Trading was light in Q2 2018: portfolio turnover was 0.06%. Ladenburg Thalmann Financial Services opened 3 new positions and made no exits, leaving the 5,251-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, unchanged from a quarter earlier, followed by Financials and Industrials.

  • Ladenburg Thalmann Financial Services's largest Q2 2018 buy was InVivo Therapeutics Holdings Corp: 7 shares worth $3K.
  • Ladenburg Thalmann Financial Services added most to ProShares UltraShort QQQ in Q2 2018, an estimated $2.09M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2018 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $5.99M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.7B portfolio in Q2 2018.
  • Ladenburg Thalmann Financial Services opened 3 new positions and closed 0 in Q2 2018.
  • Ladenburg Thalmann Financial Services's portfolio value was unchanged quarter-over-quarter at $10.7B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2018, filed 15 Aug 2018.