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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACR
951
ACRES Commercial Realty
ACR
$101M
$1.32M 0.01%
+40,139
New +$1.35M
FVAL icon
952
Fidelity Value Factor ETF
FVAL
$1.37B
$1.32M 0.01%
37,773
+22,616
+149% +$777K
XYL icon
953
Xylem
XYL
$28.8B
$1.31M 0.01%
16,418
-8,290
-34% -$619K
ETR icon
954
Entergy
ETR
$49.7B
$1.31M 0.01%
32,332
-29,474
-48% -$1.22M
ZAYO
955
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$1.31M 0.01%
37,745
-1,754
-4% -$64K
USRT icon
956
iShares Core US REIT ETF
USRT
$4.53B
$1.31M 0.01%
27,012
+17,520
+185% +$873K
DINO icon
957
HF Sinclair
DINO
$15.2B
$1.3M 0.01%
18,566
-1,827
-9% -$129K
NAC icon
958
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$1.3M 0.01%
100,186
-3,014
-3% -$40.2K
SU icon
959
Suncor Energy
SU
$74B
$1.29M 0.01%
33,423
+3,160
+10% +$128K
VHC icon
960
VirnetX Holding Corp
VHC
$61.4M
$1.29M 0.01%
13,923
-42
-0.3% -$2.86K
IRT icon
961
Independence Realty Trust
IRT
$3.93B
$1.29M 0.01%
122,837
+25,161
+26% +$257K
ACC
962
DELISTED
American Campus Communities, Inc.
ACC
$1.29M 0.01%
31,384
+26,064
+490% +$1.09M
COL
963
DELISTED
Rockwell Collins
COL
$1.29M 0.01%
9,182
-3,414
-27% -$470K
LNT icon
964
Alliant Energy
LNT
$17.8B
$1.29M 0.01%
30,270
-7,998
-21% -$344K
NAD icon
965
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$1.28M 0.01%
100,330
-14,463
-13% -$190K
ETG
966
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$1.28M 0.01%
71,663
+4,952
+7% +$87.6K
ZION icon
967
Zions Bancorporation
ZION
$10.4B
$1.28M 0.01%
25,570
+2,076
+9% +$110K
BLW icon
968
BlackRock Limited Duration Income Trust
BLW
$493M
$1.28M 0.01%
85,915
+4,111
+5% +$61.4K
RCL icon
969
Royal Caribbean
RCL
$82.1B
$1.28M 0.01%
9,843
+1,141
+13% +$134K
TSM icon
970
TSMC
TSM
$2.19T
$1.27M 0.01%
28,840
-346
-1% -$14.3K
CHI
971
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$1.27M 0.01%
105,798
+9,081
+9% +$111K
UNIT
972
Uniti Group
UNIT
$2.25B
$1.27M 0.01%
63,255
-2,613
-4% -$51.7K
PHK
973
PIMCO High Income Fund
PHK
$875M
$1.27M 0.01%
150,809
-13,015
-8% -$113K
SH icon
974
ProShares Short S&P500
SH
$846M
$1.27M 0.01%
11,589
+4,830
+71% +$541K
HXL icon
975
Hexcel
HXL
$7.6B
$1.26M 0.01%
18,843
-1,333
-7% -$90.3K
37 38
39
40 41

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.