Ladenburg Thalmann Financial Services’s Nuveen California Quality Municipal Income Fund NAC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio NAC Stock Details NAC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2.92M	Sell	196,194 -2,641	-1%	-$39.2K	0.02%	700
2019 Q3	$2.98M	Buy	198,835 +9,472	+5%	+$141K	0.02%	657
2019 Q2	$2.74M	Buy	189,363 +9,998	+6%	+$141K	0.02%	681
2019 Q1	$2.47M	Buy	179,365 +28,196	+19%	+$375K	0.02%	682
2018 Q4	$1.93M	Buy	151,169 +50,983	+51%	+$639K	0.02%	683
2018 Q3	$1.3M	Sell	100,186 -3,014	-3%	-$40.2K	0.01%	958
2018 Q2	$1.38M	Hold	103,200	–	–	0.01%	879
2018 Q1	$1.38M	Sell	103,200 -101,991	-50%	-$1.4M	0.01%	879
2017 Q4	$2.94M	Sell	205,191 -54,519	-21%	-$797K	0.03%	534
2017 Q3	$3.88M	Sell	259,710 -15,912	-6%	-$243K	0.04%	379
2017 Q2	$4.14M	Buy	275,622 +18,923	+7%	+$280K	0.05%	337
2017 Q1	$3.7M	Sell	256,699 -16,615	-6%	-$239K	0.05%	350
2016 Q4	$3.87M	Buy	273,314 +145,209	+113%	+$2.13M	0.05%	316
2016 Q3	$2.1M	Buy	128,105 +29,878	+30%	+$500K	0.03%	485
2016 Q2	$1.67M	Buy	98,227 +21,511	+28%	+$352K	0.03%	535
2016 Q1	$1.24M	Buy	76,716 +2,841	+4%	+$44.9K	0.02%	603
2015 Q4	$1.14M	Buy	73,875 +7,447	+11%	+$113K	0.02%	629
2015 Q3	$993K	Buy	66,428 +1,385	+2%	+$20.2K	0.02%	639
2015 Q2	$935K	Buy	65,043 +9,186	+16%	+$138K	0.02%	748
2015 Q1	$854K	Sell	55,857 -2,007	-3%	-$30.8K	0.02%	759
2014 Q4	$871K	Buy	57,864 +28,068	+94%	+$413K	0.02%	655
2014 Q3	$425K	Buy	29,796 +8,996	+43%	+$126K	0.01%	861
2014 Q2	$291K	Buy	+20,800	New	+$293K	0.01%	1006
2013 Q4	–	Sell	-11,000	Closed	-$141K	–	3803
2013 Q3	$141K	Hold	11,000	–	–	﹤0.01%	1196
2013 Q2	$150K	Buy	+11,000	New	+$162K	0.01%	1112

Other funds holding NAC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Whittier Trust South Pasadena, California $10.2B AUM 33.39% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PWSG

Pacific Wealth Strategies Group Santa Barbara, California $174M AUM 21.47% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Rockefeller Capital Management New York $56.4B AUM 24.96% 1-Year Est. Return

Ladenburg Thalmann Financial Services's NAC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Nuveen California Quality Municipal Income Fund (NAC) stake by 1.3% in Q4 2019, selling an estimated $39.2K and leaving 196,194 shares worth $2.92M. The position accounts for 0.02% of the portfolio, ranked #700.

Ladenburg Thalmann Financial Services first reported a position in NAC in Q2 2013 and has held it in 25 quarters since. The position peaked at $4.14M in Q2 2017. 104 funds tracked by Wall St. Rank hold NAC as of Q4 2019.

Ladenburg Thalmann Financial Services held 196,194 shares of Nuveen California Quality Municipal Income Fund worth $2.92M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 2,641 Nuveen California Quality Municipal Income Fund shares in Q4 2019, an estimated $39.2K.
Nuveen California Quality Municipal Income Fund made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #700 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen California Quality Municipal Income Fund in Q2 2013 and has held it in 25 quarters since.
Ladenburg Thalmann Financial Services's Nuveen California Quality Municipal Income Fund position peaked at $4.14M in Q2 2017.
104 funds tracked by Wall St. Rank held Nuveen California Quality Municipal Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.