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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLTE icon
926
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$347M
$1.36M 0.01%
26,238
-569,415
-96% -$30.3M
PML
927
PIMCO Municipal Income Fund II
PML
$496M
$1.36M 0.01%
102,600
+3,147
+3% +$41.5K
GOF icon
928
Guggenheim Strategic Opportunities Fund
GOF
$2.28B
$1.35M 0.01%
64,427
+8,687
+16% +$189K
WBS icon
929
Webster Financial
WBS
$12.8B
$1.35M 0.01%
22,936
+141
+0.6% +$9.17K
AGZ icon
930
iShares Agency Bond ETF
AGZ
$564M
$1.35M 0.01%
12,196
+2,083
+21% +$231K
PWS icon
931
Pacer WealthShield ETF
PWS
$24.8M
$1.35M 0.01%
+50,367
New +$1.33M
ARE icon
932
Alexandria Real Estate Equities
ARE
$8.28B
$1.34M 0.01%
10,706
+5,467
+104% +$691K
OMC icon
933
Omnicom Group
OMC
$23.6B
$1.34M 0.01%
19,729
+242
+1% +$17K
NOW icon
934
ServiceNow
NOW
$132B
$1.34M 0.01%
34,310
+16,025
+88% +$606K
TDIV icon
935
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.42B
$1.34M 0.01%
34,875
-2,354
-6% -$87.9K
GNW icon
936
Genworth Financial
GNW
$3.7B
$1.34M 0.01%
320,978
+17,694
+6% +$79.9K
IMCV icon
937
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$1.34M 0.01%
24,831
+1,101
+5% +$59.8K
AVAV icon
938
AeroVironment
AVAV
$9.92B
$1.34M 0.01%
11,937
+258
+2% +$22.4K
NDAQ icon
939
Nasdaq
NDAQ
$53.1B
$1.33M 0.01%
46,644
-198
-0.4% -$6.1K
IFF icon
940
International Flavors & Fragrances
IFF
$21.7B
$1.33M 0.01%
9,588
+5,284
+123% +$695K
FCVT icon
941
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$1.33M 0.01%
43,233
+9,632
+29% +$293K
CAG icon
942
Conagra Brands
CAG
$7.14B
$1.33M 0.01%
39,195
-3,344
-8% -$122K
TLTD icon
943
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$686M
$1.33M 0.01%
20,406
-4,221
-17% -$275K
MCA
944
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.33M 0.01%
103,843
-16,378
-14% -$217K
NEO icon
945
NeoGenomics
NEO
$2.12B
$1.33M 0.01%
88,403
-49,376
-36% -$682K
VVR icon
946
Invesco Senior Income Trust
VVR
$460M
$1.33M 0.01%
308,915
+87,109
+39% +$376K
SCG
947
DELISTED
Scana
SCG
$1.33M 0.01%
34,272
-17,850
-34% -$684K
DBEU icon
948
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$798M
$1.33M 0.01%
46,427
+29,699
+178% +$848K
CVA
949
DELISTED
Covanta Holding Corporation
CVA
$1.33M 0.01%
81,625
+3,022
+4% +$51.7K
ULTA icon
950
Ulta Beauty
ULTA
$23.3B
$1.32M 0.01%
4,697
-6,463
-58% -$1.65M
36 37
38
39 40

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.