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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAV
901
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$1.42M 0.01%
132,895
+38,877
+41% +$426K
SUSA icon
902
iShares ESG Optimized MSCI USA ETF
SUSA
$4.16B
$1.42M 0.01%
23,732
+4,312
+22% +$253K
VIOG icon
903
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.12B
$1.42M 0.01%
16,326
+10,714
+191% +$924K
PFG icon
904
Principal Financial Group
PFG
$24.2B
$1.42M 0.01%
24,161
+2,234
+10% +$125K
FNDF icon
905
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$1.41M 0.01%
47,069
+27,677
+143% +$823K
COO icon
906
Cooper Companies
COO
$15B
$1.4M 0.01%
20,268
-1,196
-6% -$76.8K
STEW
907
SRH Total Return Fund
STEW
$1.82B
$1.4M 0.01%
125,177
+66,179
+112% +$726K
VKI icon
908
Invesco Advantage Municipal Income Trust II
VKI
$398M
$1.4M 0.01%
133,246
+16,900
+15% +$180K
ROSC icon
909
Hartford Multifactor Small Cap ETF
ROSC
$61.7M
$1.39M 0.01%
43,979
+43,590
+11,206% +$1.38M
RESP
910
DELISTED
WisdomTree U.S. ESG Fund
RESP
$1.39M 0.01%
41,569
+382
+0.9% +$12.6K
BDJ icon
911
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.76B
$1.39M 0.01%
146,337
+40,427
+38% +$378K
PWV icon
912
Invesco Large Cap Value ETF
PWV
$1.78B
$1.39M 0.01%
37,117
-7,184
-16% -$268K
FNDA icon
913
Schwab Fundamental US Small Company Index ETF
FNDA
$9.33B
$1.38M 0.01%
67,908
+14,940
+28% +$306K
PSF icon
914
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
$1.38M 0.01%
51,904
+2,135
+4% +$58.6K
STAG icon
915
STAG Industrial
STAG
$7.08B
$1.38M 0.01%
50,272
+19,670
+64% +$548K
EZU icon
916
iShare MSCI Eurozone ETF
EZU
$9.91B
$1.37M 0.01%
33,463
+9,810
+41% +$407K
ECL icon
917
Ecolab
ECL
$79.8B
$1.37M 0.01%
8,723
-1,022
-10% -$152K
IIF
918
Morgan Stanley India Investment Fund
IIF
$221M
$1.37M 0.01%
58,374
+36,449
+166% +$957K
SMH icon
919
VanEck Semiconductor ETF
SMH
$70.6B
$1.37M 0.01%
25,722
-11,090
-30% -$589K
FRC
920
DELISTED
First Republic Bank
FRC
$1.37M 0.01%
14,236
-1,078
-7% -$109K
BSCN
921
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.37M 0.01%
67,602
+9,566
+16% +$194K
NZF icon
922
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$1.37M 0.01%
94,856
+17,427
+23% +$253K
ILCB icon
923
iShares Morningstar US Equity ETF
ILCB
$1.31B
$1.36M 0.01%
32,372
+3,624
+13% +$148K
AVY icon
924
Avery Dennison
AVY
$13.6B
$1.36M 0.01%
12,577
-13
-0.1% -$1.4K
PH icon
925
Parker-Hannifin
PH
$134B
$1.36M 0.01%
7,391
-10,120
-58% -$1.74M
35 36
37
38 39

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.