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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGF
901
DELISTED
Lions Gate Entertainment
LGF
$289K 0.01%
9,131
+3,055
+50% +$101K
EIM
902
Eaton Vance Municipal Bond Fund
EIM
$496M
$287K 0.01%
25,401
-7,258
-22% -$81.1K
SPEM icon
903
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$285K 0.01%
8,822
+7,962
+926% +$258K
FEN
904
DELISTED
First Trust Energy Income and Growth Fund
FEN
$285K 0.01%
8,827
+1,372
+18% +$44.2K
CPL
905
DELISTED
CPFL Energia S.A.
CPL
$285K 0.01%
18,811
-6,871
-27% -$109K
SRCI
906
DELISTED
SRC Energy Inc
SRCI
$284K 0.01%
30,659
-10,000
-25% -$98.5K
PFG icon
907
Principal Financial Group
PFG
$24.3B
$282K 0.01%
5,728
-128
-2% -$6.08K
NBL
908
DELISTED
Noble Energy, Inc.
NBL
$281K 0.01%
4,124
+1,535
+59% +$109K
ARII
909
DELISTED
American Railcar Industries, Inc.
ARII
$281K 0.01%
6,132
+6,131
+613,100% +$263K
WBK
910
DELISTED
Westpac Banking Corporation
WBK
$281K 0.01%
9,665
-315
-3% -$9.63K
NEM icon
911
Newmont
NEM
$123B
$279K 0.01%
12,084
-2,150
-15% -$55.2K
SJB icon
912
ProShares Short High Yield
SJB
$47.8M
$279K 0.01%
9,500
-2,750
-22% -$81.9K
BKE icon
913
Buckle
BKE
$2.38B
$278K 0.01%
5,407
+112
+2% +$5.54K
IGD
914
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$525M
$278K 0.01%
31,068
-9,267
-23% -$83.3K
TSI
915
TCW Strategic Income Fund
TSI
$213M
$277K 0.01%
51,928
+2,146
+4% +$11.6K
HYLD
916
DELISTED
High Yield ETF
HYLD
$277K 0.01%
5,349
+800
+18% +$41.5K
IYC icon
917
iShares US Consumer Discretionary ETF
IYC
$1.22B
$275K 0.01%
9,060
+8,640
+2,057% +$251K
ORLY icon
918
O'Reilly Automotive
ORLY
$75.8B
$275K 0.01%
32,055
-10,545
-25% -$88.9K
PCEF icon
919
Invesco CEF Income Composite ETF
PCEF
$817M
$275K 0.01%
11,321
+350
+3% +$8.41K
ISCV icon
920
iShares Morningstar Small-Cap Value ETF
ISCV
$707M
$274K 0.01%
6,837
-69
-1% -$2.64K
HUM icon
921
Humana
HUM
$45.3B
$273K 0.01%
2,654
+316
+14% +$31K
OVV icon
922
Ovintiv
OVV
$17.7B
$273K 0.01%
3,024
+206
+7% +$18.8K
TRN icon
923
Trinity Industries
TRN
$2.3B
$273K 0.01%
13,890
+9,029
+186% +$164K
MWE
924
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$273K 0.01%
4,129
-297
-7% -$20.6K
BABZ
925
DELISTED
PIMCO BUILD AMERICA BOND FD ETF
BABZ
$273K 0.01%
5,782
+37
+0.6% +$1.82K
35 36
37
38 39

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.