Ladenburg Thalmann Financial Services’s PIMCO BUILD AMERICA BOND FD ETF BABZ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BABZ Stock Details BABZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-5,795	Closed	-$298K	–	4170
2014 Q2	$298K	Buy	5,795 +6	+0.1%	+$303	0.01%	999
2014 Q1	$286K	Buy	5,789 +7	+0.1%	+$341	0.01%	957
2013 Q4	$273K	Buy	5,782 +37	+0.6%	+$1.82K	0.01%	925
2013 Q3	$284K	Buy	5,745 +7	+0.1%	+$347	0.01%	866
2013 Q2	$290K	Buy	+5,738	New	+$315K	0.01%	828

Other funds holding BABZ

Oarsman Capital Milwaukee, Wisconsin $806M AUM 19.96% 1-Year Est. Return

FWM

Focused Wealth Management Newburgh, New York $964M AUM 18.71% 1-Year Est. Return

PIM

Parasol Investment Management Westmont, Illinois $61M AUM 12.08% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BABZ Position: Q3 2014 in Review

Ladenburg Thalmann Financial Services sold out of PIMCO BUILD AMERICA BOND FD ETF (BABZ) in Q3 2014, closing a stake of 5,795 shares — an estimated $298K sold.

Ladenburg Thalmann Financial Services first reported a position in BABZ in Q2 2013 and held it in 5 quarters. The position peaked at $298K in Q2 2014. 3 funds tracked by Wall St. Rank hold BABZ as of Q3 2014.

Ladenburg Thalmann Financial Services reported no remaining PIMCO BUILD AMERICA BOND FD ETF position as of Q3 2014 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 5,795 PIMCO BUILD AMERICA BOND FD ETF shares in Q3 2014, an estimated $298K.
Ladenburg Thalmann Financial Services first reported a position in PIMCO BUILD AMERICA BOND FD ETF in Q2 2013 and held it in 5 quarters.
Ladenburg Thalmann Financial Services's PIMCO BUILD AMERICA BOND FD ETF position peaked at $298K in Q2 2014.
3 funds tracked by Wall St. Rank held PIMCO BUILD AMERICA BOND FD ETF as of Q3 2014.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.