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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Financials 5.64%
3 Industrials 4.29%
4 Healthcare 4%
5 Consumer Discretionary 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYND
876
DELISTED
WisdomTree Trust WisdomTree WisdomTree Negative Duration High Yield Bond Fund
HYND
$1.64M 0.01%
82,351
+6,718
+9% +$135K
CNC icon
877
Centene
CNC
$32.4B
$1.64M 0.01%
30,780
+5,622
+22% +$341K
JCI icon
878
Johnson Controls International
JCI
$94.6B
$1.64M 0.01%
44,267
-7,645
-15% -$262K
MRO
879
DELISTED
Marathon Oil Corporation
MRO
$1.63M 0.01%
97,429
-2,548
-3% -$41.6K
ROKU icon
880
Roku
ROKU
$22.4B
$1.63M 0.01%
24,979
-76
-0.3% -$4.07K
VMW
881
DELISTED
VMware, Inc
VMW
$1.62M 0.01%
8,984
+543
+6% +$88.4K
SPGP icon
882
Invesco S&P 500 GARP ETF
SPGP
$2.31B
$1.62M 0.01%
30,321
+29,789
+5,599% +$1.51M
PCN
883
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$1.61M 0.01%
93,684
+3,873
+4% +$63.1K
RMD icon
884
ResMed
RMD
$32.2B
$1.61M 0.01%
15,505
+10,851
+233% +$1.12M
AMP icon
885
Ameriprise Financial
AMP
$49.3B
$1.61M 0.01%
12,508
+913
+8% +$113K
CRON
886
Cronos Group
CRON
$1.13B
$1.61M 0.01%
87,337
-8,521
-9% -$160K
BRW
887
Saba Capital Income & Opportunities Fund
BRW
$335M
$1.61M 0.01%
168,331
-20,178
-11% -$191K
MAV
888
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$1.61M 0.01%
149,401
+2,240
+2% +$23.9K
PID icon
889
Invesco International Dividend Achievers ETF
PID
$910M
$1.61M 0.01%
101,160
+8,482
+9% +$131K
QQQE icon
890
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.43B
$1.6M 0.01%
33,420
-1,846
-5% -$84.2K
RITM icon
891
Rithm Capital
RITM
$5.72B
$1.6M 0.01%
94,464
+12,418
+15% +$204K
RWO icon
892
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$1.59M 0.01%
31,869
-10,222
-24% -$493K
TD icon
893
Toronto Dominion Bank
TD
$203B
$1.59M 0.01%
29,244
+105
+0.4% +$5.8K
ADSK icon
894
Autodesk
ADSK
$52.2B
$1.59M 0.01%
10,201
-1,855
-15% -$277K
KSS icon
895
Kohl's
KSS
$2.13B
$1.59M 0.01%
23,257
+8,444
+57% +$573K
NVO
896
Novo Nordisk
NVO
$202B
$1.59M 0.01%
60,846
+11,346
+23% +$279K
BSCN
897
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1.58M 0.01%
76,179
+520
+0.7% +$10.7K
ZION icon
898
Zions Bancorporation
ZION
$10.4B
$1.58M 0.01%
35,248
+4,157
+13% +$198K
NZF icon
899
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$1.58M 0.01%
104,526
+6,938
+7% +$99.9K
AIF
900
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.57M 0.01%
107,160
+2,817
+3% +$40.9K
34 35
36
37 38

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.