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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEYS icon
876
Keysight
KEYS
$58.3B
$1.38M 0.01%
33,109
+179
+0.5% +$7.73K
ZAYO
877
DELISTED
Zayo Group Holdings, Inc.
ZAYO
$1.38M 0.01%
37,442
+513
+1% +$18.1K
CMA
878
DELISTED
Comerica
CMA
$1.37M 0.01%
15,824
+1,743
+12% +$140K
DINO icon
879
HF Sinclair
DINO
$14.5B
$1.37M 0.01%
26,771
-1,099
-4% -$46.4K
HACK icon
880
Amplify Cybersecurity ETF
HACK
$2.91B
$1.37M 0.01%
43,316
+6,884
+19% +$212K
PKB icon
881
Invesco Building & Construction ETF
PKB
$399M
$1.37M 0.01%
39,514
-571
-1% -$18.9K
REZ icon
882
iShares Residential and Multisector Real Estate ETF
REZ
$874M
$1.37M 0.01%
21,951
+3,138
+17% +$199K
NSL
883
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.37M 0.01%
209,912
-31,136
-13% -$205K
EXG icon
884
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$1.37M 0.01%
145,589
+4,649
+3% +$43.4K
PAYC icon
885
Paycom
PAYC
$9.69B
$1.36M 0.01%
16,981
+486
+3% +$38.9K
HRL icon
886
Hormel Foods
HRL
$13.8B
$1.36M 0.01%
37,434
+742
+2% +$24.9K
HUM icon
887
Humana
HUM
$46.2B
$1.36M 0.01%
5,477
+815
+17% +$201K
PBA icon
888
Pembina Pipeline
PBA
$27.6B
$1.36M 0.01%
37,490
-155
-0.4% -$5.36K
VTEB icon
889
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.36M 0.01%
26,266
-14,209
-35% -$734K
CPB icon
890
Campbell Soup
CPB
$6.87B
$1.36M 0.01%
28,180
+14,235
+102% +$677K
SURE icon
891
AdvisorShares Insider Advantage ETF
SURE
$57.6M
$1.35M 0.01%
18,930
+1,552
+9% +$107K
LQDH icon
892
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$1.35M 0.01%
13,890
+10,084
+265% +$974K
RPM icon
893
RPM International
RPM
$15B
$1.35M 0.01%
25,766
+1,481
+6% +$77.5K
FXU icon
894
First Trust Utilities AlphaDEX Fund
FXU
$825M
$1.35M 0.01%
51,728
-95,403
-65% -$2.59M
BF.A icon
895
Brown-Forman Class A
BF.A
$13.3B
$1.34M 0.01%
+24,908
New +$1.19M
ICE icon
896
Intercontinental Exchange
ICE
$84.4B
$1.33M 0.01%
18,885
-1,184
-6% -$81.3K
FXG icon
897
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.33M 0.01%
27,257
+1,844
+7% +$86.3K
SPFF icon
898
Global X SuperIncome Preferred ETF
SPFF
$141M
$1.32M 0.01%
108,603
-3,369
-3% -$41.6K
AZN icon
899
AstraZeneca
AZN
$250B
$1.32M 0.01%
18,952
+1,960
+12% +$132K
REGL icon
900
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$1.32M 0.01%
24,118
+2,474
+11% +$133K
34 35
36
37 38

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.