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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEL icon
851
TE Connectivity
TEL
$63.3B
$1.56M 0.01%
17,720
+1,571
+10% +$144K
GIGB icon
852
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$970M
$1.56M 0.01%
32,410
+32,310
+32,310% +$1.56M
AIG icon
853
American International
AIG
$40.4B
$1.55M 0.01%
29,214
-2,709
-8% -$145K
KSS icon
854
Kohl's
KSS
$2.1B
$1.55M 0.01%
20,681
+3,313
+19% +$251K
VGM icon
855
Invesco Trust Investment Grade Municipals
VGM
$565M
$1.55M 0.01%
130,289
+15,991
+14% +$194K
INDY icon
856
iShares S&P India Nifty 50 Index Fund
INDY
$565M
$1.54M 0.01%
45,183
+228
+0.5% +$8.29K
STWD icon
857
Starwood Property Trust
STWD
$6.17B
$1.54M 0.01%
72,129
-10,233
-12% -$227K
SWK icon
858
Stanley Black & Decker
SWK
$15.7B
$1.54M 0.01%
10,491
-9,129
-47% -$1.3M
ITM icon
859
VanEck Intermediate Muni ETF
ITM
$2.13B
$1.54M 0.01%
32,969
+10,217
+45% +$481K
BGH
860
Barings Global Short Duration High Yield Fund
BGH
$286M
$1.53M 0.01%
79,093
+36,843
+87% +$707K
EFR
861
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$1.53M 0.01%
109,050
+3,954
+4% +$56.1K
FFC
862
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$781M
$1.53M 0.01%
84,033
+6,319
+8% +$120K
DNP icon
863
DNP Select Income Fund
DNP
$4.1B
$1.53M 0.01%
137,870
+5,803
+4% +$63.9K
SFBS
864
ServisFirst Bancshares
SFBS
$4.88B
$1.53M 0.01%
39,930
+175
+0.4% +$7.4K
UYG icon
865
ProShares Ultra Financials
UYG
$849M
$1.52M 0.01%
35,184
+25,505
+264% +$1.12M
LSI
866
DELISTED
Life Storage, Inc.
LSI
$1.52M 0.01%
24,015
+679
+3% +$44K
BRW
867
Saba Capital Income & Opportunities Fund
BRW
$336M
$1.52M 0.01%
152,711
+58,862
+63% +$586K
FFTY icon
868
CapForce IBD 50 ETF
FFTY
$79.5M
$1.52M 0.01%
39,562
+8,395
+27% +$309K
PDM
869
Piedmont Realty Trust
PDM
$1.17B
$1.52M 0.01%
80,381
-14,706
-15% -$290K
IYT icon
870
iShares US Transportation ETF
IYT
$2.27B
$1.52M 0.01%
29,644
-7,444
-20% -$372K
ROKU icon
871
Roku
ROKU
$22.4B
$1.52M 0.01%
20,568
+12,035
+141% +$689K
EWBC icon
872
East-West Bancorp
EWBC
$18.2B
$1.51M 0.01%
25,050
+8,300
+50% +$533K
SNY icon
873
Sanofi
SNY
$104B
$1.51M 0.01%
33,853
-5,589
-14% -$239K
STM icon
874
STMicroelectronics
STM
$49.1B
$1.51M 0.01%
82,137
-9,441
-10% -$196K
CHY
875
Calamos Convertible and High Income Fund
CHY
$1.07B
$1.5M 0.01%
113,032
+33,444
+42% +$437K
33 34
35
36 37

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EM
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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.