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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFR
726
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$579K 0.02%
40,220
+13,114
+48% +$192K
ITM icon
727
VanEck Intermediate Muni ETF
ITM
$2.13B
$579K 0.02%
12,337
+2,140
+21% +$99.8K
UTF icon
728
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$579K 0.02%
24,994
+2,548
+11% +$60.8K
TTM
729
DELISTED
Tata Motors Limited
TTM
$579K 0.02%
13,241
+9,657
+269% +$422K
AFL icon
730
Aflac
AFL
$61.1B
$578K 0.02%
19,846
-3,432
-15% -$104K
GNMA icon
731
iShares GNMA Bond ETF
GNMA
$430M
$574K 0.02%
+11,490
New +$572K
DPD
732
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
$573K 0.02%
36,691
-650
-2% -$10.3K
FAX
733
abrdn Asia-Pacific Income Fund
FAX
$604M
$572K 0.02%
16,171
+740
+5% +$27.1K
AZN icon
734
AstraZeneca
AZN
$251B
$571K 0.02%
7,987
+66
+0.8% +$4.83K
CMG icon
735
Chipotle Mexican Grill
CMG
$40.7B
$571K 0.02%
42,850
+13,800
+48% +$181K
OPK icon
736
Opko Health
OPK
$1.04B
$570K 0.02%
66,976
+10,733
+19% +$94.3K
WPZ
737
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$569K 0.02%
11,390
-244
-2% -$12.1K
TM icon
738
Toyota
TM
$224B
$568K 0.02%
4,831
-360
-7% -$42.4K
TSN icon
739
Tyson Foods
TSN
$20.1B
$567K 0.02%
14,400
+951
+7% +$36.4K
BDX icon
740
Becton Dickinson
BDX
$48.9B
$562K 0.02%
5,061
+399
+9% +$45.5K
FTA icon
741
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$560K 0.02%
13,184
-2,783
-17% -$121K
SRCL
742
DELISTED
Stericycle Inc
SRCL
$559K 0.02%
4,795
+126
+3% +$14.9K
IVZ icon
743
Invesco
IVZ
$14B
$558K 0.02%
14,148
+8,499
+150% +$334K
STZ icon
744
Constellation Brands
STZ
$22.8B
$558K 0.02%
6,401
+238
+4% +$20.7K
DTV
745
DELISTED
DIRECTV COM STK (DE)
DTV
$558K 0.02%
6,456
+270
+4% +$23.2K
PFLT icon
746
PennantPark Floating Rate Capital
PFLT
$734M
$555K 0.02%
40,320
+4,650
+13% +$65.5K
FAM
747
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$555K 0.02%
40,776
+853
+2% +$12.2K
DFJ icon
748
WisdomTree Japan SmallCap Dividend Fund
DFJ
$396M
$551K 0.02%
10,702
+2,130
+25% +$113K
AMBA icon
749
Ambarella
AMBA
$3.6B
$549K 0.02%
12,581
+11,781
+1,473% +$390K
EXG icon
750
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$544K 0.01%
54,239
+58
+0.1% +$597
28 29
30
31 32

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.