Ladenburg Thalmann Financial Services’s WisdomTree Japan SmallCap Dividend Fund DFJ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DFJ Stock Details DFJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$533K	Sell	19,899 -9,229	-32%	-$672K	﹤0.01%	1762
2019 Q3	$2M	Buy	29,128 +22,767	+358%	+$1.51M	0.01%	816
2019 Q2	$420K	Buy	6,361 +96	+2%	+$6.43K	﹤0.01%	1886
2019 Q1	$428K	Sell	6,265 -1,074	-15%	-$72.7K	﹤0.01%	1809
2018 Q4	$474K	Sell	7,339 -668	-8%	-$46.9K	﹤0.01%	1564
2018 Q3	$620K	Buy	8,007 +298	+4%	+$22.5K	0.01%	1450
2018 Q2	$627K	Hold	7,709	–	–	0.01%	1397
2018 Q1	$627K	Sell	7,709 -5,435	-41%	-$444K	0.01%	1397
2017 Q4	$1.06M	Buy	13,144 +7,493	+133%	+$583K	0.01%	1035
2017 Q3	$425K	Buy	5,651 +1,943	+52%	+$141K	﹤0.01%	1570
2017 Q2	$259K	Sell	3,708 -3,355	-48%	-$231K	﹤0.01%	1829
2017 Q1	$471K	Buy	7,063 +1,086	+18%	+$71.4K	0.01%	1346
2016 Q4	$370K	Buy	5,977 +2,462	+70%	+$153K	0.01%	1432
2016 Q3	$216K	Sell	3,515 -72	-2%	-$4.23K	﹤0.01%	1712
2016 Q2	$200K	Sell	3,587 -1,962	-35%	-$110K	﹤0.01%	1685
2016 Q1	$305K	Sell	5,549 -2,540	-31%	-$135K	0.01%	1329
2015 Q4	$457K	Buy	8,089 +725	+10%	+$40.7K	0.01%	1075
2015 Q3	$393K	Sell	7,364 -20,920	-74%	-$1.15M	0.01%	1098
2015 Q2	$1.6M	Buy	28,284 +19,809	+234%	+$1.11M	0.03%	494
2015 Q1	$459K	Sell	8,475 -2,124	-20%	-$109K	0.01%	1076
2014 Q4	$514K	Sell	10,599 -103	-1%	-$5.07K	0.01%	908
2014 Q3	$551K	Buy	10,702 +2,130	+25%	+$113K	0.02%	748
2014 Q2	$459K	Buy	8,572 +80	+0.9%	+$4.04K	0.01%	812
2014 Q1	$425K	Buy	8,492 +2,082	+32%	+$104K	0.01%	794
2013 Q4	$327K	Buy	6,410 +3	+0%	+$152	0.01%	856
2013 Q3	$328K	Sell	6,407 -591	-8%	-$29K	0.01%	814
2013 Q2	$331K	Buy	+6,998	New	+$342K	0.01%	778

Other funds holding DFJ

MFWM

Motley Fool Wealth Management Alexandria, Virginia $884M AUM 5.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Schoolcraft Capital Boulder, Colorado $516M AUM 16.37% 1-Year Est. Return

Cornerstone Capital Palo Alto, California $1B AUM 21.47% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

IAA

Ironsides Asset Advisors Rocky Mount, North Carolina $399M AUM 13.99% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DFJ Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its WisdomTree Japan SmallCap Dividend Fund (DFJ) stake by 32% in Q4 2019, selling an estimated $672K and leaving 19,899 shares worth $533K. The position accounts for ﹤0.01% of the portfolio, ranked #1762.

Ladenburg Thalmann Financial Services first reported a position in DFJ in Q2 2013 and has held it in 27 quarters since. The position peaked at $2M in Q3 2019. 66 funds tracked by Wall St. Rank hold DFJ as of Q4 2019.

Ladenburg Thalmann Financial Services held 19,899 shares of WisdomTree Japan SmallCap Dividend Fund worth $533K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 9,229 WisdomTree Japan SmallCap Dividend Fund shares in Q4 2019, an estimated $672K.
WisdomTree Japan SmallCap Dividend Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1762 holding.
Ladenburg Thalmann Financial Services first reported a position in WisdomTree Japan SmallCap Dividend Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's WisdomTree Japan SmallCap Dividend Fund position peaked at $2M in Q3 2019.
66 funds tracked by Wall St. Rank held WisdomTree Japan SmallCap Dividend Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.