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WisdomTree Japan SmallCap Dividend Fund

38 hedge funds and large institutions have $126M invested in WisdomTree Japan SmallCap Dividend Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

79% more capital invested

Capital invested by funds: $70.8M → $126M (+$55.7M)

23% more funds holding

Funds holding: 3138 (+7)

10.71% more ownership

Funds ownership: 30.51%41.22% (+11%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
38
Holders Change
+7
Holders Change %
+22.58%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
12
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$30.2M +$28.9M +589,187 New
MIS
2
Morningstar Investment Services
Illinois
$20.9M +$935K +19,033 +5%
LPL Financial
3
LPL Financial
California
$19.7M +$455K +9,267 +2%
BTS
4
BB&T Securities
Virginia
$9.33M +$895K +18,212 New
Bessemer Group
5
Bessemer Group
New Jersey
$8.2M
Morgan Stanley
6
Morgan Stanley
New York
$7.3M +$651K +13,245 +10%
BIP
7
Brandes Investment Partners
California
$6.24M +$481K +9,800 +9%
Bank of America
8
Bank of America
North Carolina
$3.42M +$247K +5,035 +8%
RJA
9
Raymond James & Associates
Florida
$3.26M +$1.86M +37,834 +146%
Wells Fargo
10
Wells Fargo
California
$2.83M +$1.02M +20,748 +60%
HSBC Holdings
11
HSBC Holdings
United Kingdom
$2.22M +$93.8K +1,910 +5%
Jane Street
12
Jane Street
New York
$2.17M +$2.08M +42,264 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.92M -$452K -9,195 -20%
FTUS
14
Flow Traders U.S.
New York
$1.65M +$1.58M +32,174 New
U
15
UBS
Switzerland
$1.4M -$308K -6,275 -19%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$844K +$124K +2,519 +18%
RGC
17
Roberts, Glore & Co
Illinois
$776K -$114K -2,316 -13%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$676K +$648K +13,195 New
CA
19
Cetera Advisors
Colorado
$658K +$632K +12,856 New
HPC
20
HM Payson & Co
Maine
$600K
PI
21
Placemark Investments
Illinois
$519K +$498K +10,139 New
HighTower Advisors
22
HighTower Advisors
Illinois
$362K +$3.68K +75 +1%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$328K -$29K -591 -8%
CS
24
Credit Suisse
Switzerland
$267K -$277K -5,646 -52%
FAAS
25
First Allied Advisory Services
California
$210K +$202K +4,105 New

DFJ Hedge Fund Activity: Q3 2013 in Review

38 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q3 2013, worth a combined $126M — up 79% from $70.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DFJ positions and 3 closed out — a net gain of 7 holders — while 12 added to existing stakes and 6 trimmed.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $28.9M. The largest seller was Susquehanna International Group, cutting an estimated $452K.

  • 38 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q3 2013, up from 31 in Q2 2013.
  • Funds reported $126M of WisdomTree Japan SmallCap Dividend Fund stock for Q3 2013, up 79% quarter-over-quarter.
  • 10 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q3 2013 and 3 closed out, a net change of +7 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q3 2013 was RiverFront Investment Group, an estimated $28.9M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q3 2013 was Susquehanna International Group, an estimated $452K sold.

Based on aggregated 13F filings for Q3 2013.