We are live on ! Find out more
DFJ icon

WisdomTree Japan SmallCap Dividend Fund

47 hedge funds and large institutions have $145M invested in WisdomTree Japan SmallCap Dividend Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

80% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 10

76% more call options, than puts

Call options by funds: $489K | Put options by funds: $278K

9% more funds holding

Funds holding: 4347 (+4)

0.12% less ownership

Funds ownership: 44.63%44.52% (-0.12%)

2% less capital invested

Capital invested by funds: $148M → $145M (-$2.31M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
47
Holders Change
+4
Holders Change %
+9.3%
% of All Funds
1.36%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
18
Reduced
10
Closed
4
Calls
$489K
Puts
$278K
Net Calls
+$211K
Net Calls Change
+$265K
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$33.7M +$748K +14,097 +2%
MIS
2
Morningstar Investment Services
Illinois
$28M -$1.98M -37,366 -6%
LPL Financial
3
LPL Financial
California
$22M -$1.98M -37,328 -8%
BTS
4
BB&T Securities
Virginia
$14.3M +$84.1K +1,584 +6%
Morgan Stanley
5
Morgan Stanley
New York
$12.3M +$928K +17,481 +8%
Bessemer Group
6
Bessemer Group
New Jersey
$8.23M
Bank of America
7
Bank of America
North Carolina
$3.08M +$723K +13,614 +29%
ACM
8
Aviance Capital Management
Florida
$3.08M +$1.8M +33,884 +130%
RJA
9
Raymond James & Associates
Florida
$2.19M -$796 -15 -0%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.02M +$899K +16,944 +76%
CA
11
Cetera Advisors
Colorado
$1.72M +$78.3K +1,475 +5%
HSBC Holdings
12
HSBC Holdings
United Kingdom
$1.61M -$8.71K -164 -0.5%
PAG
13
Private Advisor Group
New Jersey
$1.56M +$1.61M +30,247 New
NVIM
14
New Vernon Investment Management
Illinois
$1.54M +$1.59M +30,000 New
U
15
UBS
Switzerland
$1.01M -$1.87M -35,230 -64%
Jane Street
16
Jane Street
New York
$868K +$896K +16,880 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$862K +$14.4K +271 +2%
PI
18
Placemark Investments
Illinois
$830K +$105K +1,982 +14%
CS
19
Credit Suisse
Switzerland
$755K +$88.2K +1,661 +13%
Wells Fargo
20
Wells Fargo
California
$742K +$61.5K +1,158 +9%
RGC
21
Roberts, Glore & Co
Illinois
$696K
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$600K +$349K +6,569 +129%
BCM
23
Brookstone Capital Management
Illinois
$585K -$83.3K -1,570 -12%
HPC
24
HM Payson & Co
Maine
$574K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$551K +$113K +2,130 +25%

DFJ Hedge Fund Activity: Q3 2014 in Review

47 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q3 2014, worth a combined $145M — down 1.6% from $148M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DFJ positions and 4 closed out — a net gain of 4 holders — while 18 added to existing stakes and 10 trimmed.

The largest buyer was Aviance Capital Management, adding an estimated $1.8M. The largest seller was Morningstar Investment Services, cutting an estimated $1.98M.

  • 47 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q3 2014, up from 43 in Q2 2014.
  • Funds reported $145M of WisdomTree Japan SmallCap Dividend Fund stock for Q3 2014, down 1.6% quarter-over-quarter.
  • 8 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q3 2014 and 4 closed out, a net change of +4 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q3 2014 was Aviance Capital Management, an estimated $1.8M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q3 2014 was Morningstar Investment Services, an estimated $1.98M sold.

Based on aggregated 13F filings for Q3 2014.