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WisdomTree Japan SmallCap Dividend Fund
DFJ

Overview Fund Activity

47 hedge funds and large institutions have $145M invested in WisdomTree Japan SmallCap Dividend Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
47
Holders Change
+4
Holders Change %
+9.3%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
18
Reduced
10
Closed
4
Calls
$489K
Puts
$278K
Net Calls
+$211K
Net Calls Change
+$265K

Top Buyers

1
ACM
1
Aviance Capital Management
Florida
$3.08M
2
PAG
2
Private Advisor Group
New Jersey
$1.56M
3
NVIM
3
New Vernon Investment Management
Illinois
$1.54M
4
Morgan Stanley
4
Morgan Stanley
New York
$12.3M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.02M

Top Sellers

1
MIS
1
Morningstar Investment Services
Illinois
$28M
2
LPL Financial
2
LPL Financial
California
$22M
3
U
3
UBS
Switzerland
$1.01M
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$0
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$319K
Name Market Value Shares Shares
Change 		Shares
Change %
RIG
1
RiverFront Investment Group
Virginia
$33.7M 654,890 +14,097 +2%
MIS
2
Morningstar Investment Services
Illinois
$28M 545,118 -37,366 -6%
LPL Financial
3
LPL Financial
California
$22M 432,761 -37,328 -8%
BTS
4
BB&T Securities
Virginia
$14.3M 27,735 +1,584 +6%
Morgan Stanley
5
Morgan Stanley
New York
$12.3M 238,443 +17,481 +8%
Bessemer Group
6
Bessemer Group
New Jersey
$8.23M 160,000 – –
Bank of America
7
Bank of America
North Carolina
$3.08M 59,885 +13,614 +29%
ACM
8
Aviance Capital Management
Florida
$3.08M 59,868 +33,884 +130%
RJA
9
Raymond James & Associates
Florida
$2.19M 42,527 -15 -0%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.02M 39,178 +16,944 +76%
CA
11
Cetera Advisors
Colorado
$1.72M 33,518 +1,475 +5%
HSBC Holdings
12
HSBC Holdings
United Kingdom
$1.61M 31,299 -164 -0.5%
PAG
13
Private Advisor Group
New Jersey
$1.56M 30,247 +30,247 New
NVIM
14
New Vernon Investment Management
Illinois
$1.54M 30,000 +30,000 New
U
15
UBS
Switzerland
$1.01M 19,607 -35,230 -64%
Jane Street
16
Jane Street
New York
$868K 16,880 +16,880 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$862K 16,758 +271 +2%
PI
18
Placemark Investments
Illinois
$830K 16,135 +1,982 +14%
CS
19
Credit Suisse
Switzerland
$755K 14,667 +1,661 +13%
Wells Fargo
20
Wells Fargo
California
$742K 14,422 +1,158 +9%
RGC
21
Roberts, Glore & Co
Illinois
$696K 13,518 – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$600K 11,665 +6,569 +129%
BCM
23
Brookstone Capital Management
Illinois
$585K 11,372 -1,570 -12%
HPC
24
HM Payson & Co
Maine
$574K 11,160 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$551K 10,702 +2,130 +25%
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