Commonwealth Equity Services’s WisdomTree Japan SmallCap Dividend Fund DFJ Stock Holding History

Commonwealth Equity Services’s Portfolio DFJ Stock Details DFJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-6,194	Closed	-$319K	–	2109
2014 Q3	$319K	Sell	6,194 -7,799	-56%	-$414K	﹤0.01%	1502
2014 Q2	$750K	Sell	13,993 -1,074	-7%	-$54.2K	0.01%	1024
2014 Q1	$754K	Buy	15,067 +377	+3%	+$18.8K	0.01%	969
2013 Q4	$749K	Buy	14,690 +1,495	+11%	+$75.9K	0.01%	929
2013 Q3	$676K	Buy	+13,195	New	+$648K	0.01%	923

Other funds holding DFJ

MIS

Morningstar Investment Services Chicago, Illinois $546M AUM 8.26% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Commonwealth Equity Services's DFJ Position: Q4 2014 in Review

Commonwealth Equity Services sold out of WisdomTree Japan SmallCap Dividend Fund (DFJ) in Q4 2014, closing a stake of 6,194 shares — an estimated $319K sold.

Commonwealth Equity Services first reported a position in DFJ in Q3 2013 and held it in 5 quarters. The position peaked at $754K in Q1 2014. 54 funds tracked by Wall St. Rank hold DFJ as of Q4 2014.

Commonwealth Equity Services reported no remaining WisdomTree Japan SmallCap Dividend Fund position as of Q4 2014 after selling out during the quarter.
Commonwealth Equity Services sold 6,194 WisdomTree Japan SmallCap Dividend Fund shares in Q4 2014, an estimated $319K.
Commonwealth Equity Services first reported a position in WisdomTree Japan SmallCap Dividend Fund in Q3 2013 and held it in 5 quarters.
Commonwealth Equity Services's WisdomTree Japan SmallCap Dividend Fund position peaked at $754K in Q1 2014.
54 funds tracked by Wall St. Rank held WisdomTree Japan SmallCap Dividend Fund as of Q4 2014.

Based on Commonwealth Equity Services's 13F filing for Q4 2014, filed 13 Jan 2015.