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WisdomTree Japan SmallCap Dividend Fund

43 hedge funds and large institutions have $148M invested in WisdomTree Japan SmallCap Dividend Fund in 2014 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

8% more funds holding

Funds holding: 4043 (+3)

7% more capital invested

Capital invested by funds: $138M → $148M (+$10M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.67% less ownership

Funds ownership: 45.3%44.63% (-0.67%)

14% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 14

19% less call options, than puts

Call options by funds: $230K | Put options by funds: $284K

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
1.24%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
12
Reduced
14
Closed
3
Calls
$230K
Puts
$284K
Net Calls
-$54K
Net Calls Change
-$54K
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$34.3M +$665K +13,173 +2%
MIS
2
Morningstar Investment Services
Illinois
$31.2M +$2.97M +58,863 +11%
LPL Financial
3
LPL Financial
California
$25.2M +$1.27M +25,207 +6%
BTS
4
BB&T Securities
Virginia
$14M +$240K +4,765 +22%
Morgan Stanley
5
Morgan Stanley
New York
$11.8M +$2.13M +42,236 +24%
Bessemer Group
6
Bessemer Group
New Jersey
$8.57M
U
7
UBS
Switzerland
$2.94M +$1.8M +35,625 +185%
Bank of America
8
Bank of America
North Carolina
$2.48M +$505K +10,005 +28%
RJA
9
Raymond James & Associates
Florida
$2.28M -$4.59K -91 -0.2%
CA
10
Cetera Advisors
Colorado
$1.71M +$5.6K +111 +0.3%
HSBC Holdings
11
HSBC Holdings
United Kingdom
$1.69M -$203K -4,027 -11%
ACM
12
Aviance Capital Management
Florida
$1.39M +$933K +18,478 +246%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.19M -$57.3K -1,135 -5%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$883K -$134K -2,664 -14%
PI
15
Placemark Investments
Illinois
$757K +$87.5K +1,734 +14%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$750K -$54.2K -1,074 -7%
RGC
17
Roberts, Glore & Co
Illinois
$724K -$50.4K -999 -7%
Wells Fargo
18
Wells Fargo
California
$711K -$519K -10,281 -44%
CS
19
Credit Suisse
Switzerland
$697K -$17.1K -339 -3%
BCM
20
Brookstone Capital Management
Illinois
$693K +$23.5K +465 +4%
Bank of New York Mellon
21
Bank of New York Mellon
New York
$616K -$2.26M -44,852 -80%
HPC
22
HM Payson & Co
Maine
$598K -$15.1K -300 -3%
JP Morgan Chase
23
JP Morgan Chase
New York
$472K +$445K +8,817 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$459K +$4.04K +80 +0.9%
HighTower Advisors
25
HighTower Advisors
Illinois
$381K -$4.14K -82 -1%

DFJ Hedge Fund Activity: Q2 2014 in Review

43 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q2 2014, worth a combined $148M — up 7.3% from $138M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new DFJ positions and 3 closed out — a net gain of 3 holders — while 12 added to existing stakes and 14 trimmed.

The largest buyer was Morningstar Investment Services, adding an estimated $2.97M. The largest seller was Brandes Investment Partners, exiting entirely with an estimated $7.05M sold.

  • 43 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q2 2014, up from 40 in Q1 2014.
  • Funds reported $148M of WisdomTree Japan SmallCap Dividend Fund stock for Q2 2014, up 7.3% quarter-over-quarter.
  • 6 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q2 2014 and 3 closed out, a net change of +3 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q2 2014 was Morningstar Investment Services, an estimated $2.97M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q2 2014 was Brandes Investment Partners, an estimated $7.05M sold.

Based on aggregated 13F filings for Q2 2014.