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WisdomTree Japan SmallCap Dividend Fund

50 hedge funds and large institutions have $101M invested in WisdomTree Japan SmallCap Dividend Fund in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 22 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

4% more funds holding

Funds holding: 4850 (+2)

24.7% less ownership

Funds ownership: 50.22%25.52% (-25%)

49% less capital invested

Capital invested by funds: $200M → $101M (-$98.7M)

59% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 22

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
50
Holders Change
+2
Holders Change %
+4.17%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
9
Reduced
22
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$24.7M -$1.44M -24,526 -6%
MFWM
2
Motley Fool Wealth Management
Virginia
$13.3M +$156K +2,661 +1%
Mirae Asset Global Investments
3
Mirae Asset Global Investments
South Korea
$8.84M +$8.45M +143,740 New
RJA
4
Raymond James & Associates
Florida
$8.74M -$463K -7,870 -5%
Morgan Stanley
5
Morgan Stanley
New York
$6.99M -$753K -12,801 -10%
Jane Street
6
Jane Street
New York
$6.46M +$6.18M +105,093 New
UBS Group
7
UBS Group
Switzerland
$6.27M -$377K -6,408 -6%
Citadel Advisors
8
Citadel Advisors
Florida
$3.72M -$624K -10,614 -15%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.14M +$183K +3,114 +6%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.4M -$103K -1,758 -4%
UCFA
11
United Capital Financial Advisors
Texas
$1.72M +$153K +2,596 +10%
OMC
12
Old Mission Capital
Illinois
$1.69M +$1.62M +27,545 New
BTS
13
BB&T Securities
Virginia
$1.48M +$29.9K +508 +2%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$1.45M +$52.3K +889 +4%
ACM
15
Aviance Capital Management
Florida
$1.36M -$5.22M -88,718 -80%
HSBC Holdings
16
HSBC Holdings
United Kingdom
$1.1M -$73.3K -1,247 -7%
CA
17
Cetera Advisors
Colorado
$1.04M -$17.3K -295 -2%
Wells Fargo
18
Wells Fargo
California
$935K -$303K -5,147 -25%
Bank of America
19
Bank of America
North Carolina
$824K -$689K -11,715 -47%
LPL Financial
20
LPL Financial
California
$805K -$179K -3,052 -19%
PPA
21
Parametric Portfolio Associates
Washington
$782K -$52.1M -885,257 -99%
RGC
22
Roberts, Glore & Co
Illinois
$622K
FTUS
23
Flow Traders U.S.
New York
$567K +$542K +9,215 New
HPC
24
HM Payson & Co
Maine
$481K
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$365K -$214K -3,632 -38%

DFJ Hedge Fund Activity: Q3 2016 in Review

50 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q3 2016, worth a combined $101M — down 49% from $200M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DFJ positions and 7 closed out — a net gain of 2 holders — while 9 added to existing stakes and 22 trimmed.

The largest buyer was Mirae Asset Global Investments, opening a new position worth an estimated $8.45M. The largest seller was Balentine LLC, cutting an estimated $66.3M.

  • 50 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q3 2016, up from 48 in Q2 2016.
  • Funds reported $101M of WisdomTree Japan SmallCap Dividend Fund stock for Q3 2016, down 49% quarter-over-quarter.
  • 9 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q3 2016 and 7 closed out, a net change of +2 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q3 2016 was Mirae Asset Global Investments, an estimated $8.45M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q3 2016 was Balentine LLC, an estimated $66.3M sold.

Based on aggregated 13F filings for Q3 2016.