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WisdomTree Japan SmallCap Dividend Fund

45 hedge funds and large institutions have $135M invested in WisdomTree Japan SmallCap Dividend Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

18% more funds holding

Funds holding: 3845 (+7)

7% more capital invested

Capital invested by funds: $126M → $135M (+$8.89M)

2.91% more ownership

Funds ownership: 41.22%44.13% (+2.9%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
45
Holders Change
+7
Holders Change %
+18.42%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
19
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RIG
1
RiverFront Investment Group
Virginia
$30.8M +$770K +15,163 +3%
MIS
2
Morningstar Investment Services
Illinois
$23.6M +$2.65M +52,088 +13%
LPL Financial
3
LPL Financial
California
$21.5M +$1.83M +35,986 +9%
BTS
4
BB&T Securities
Virginia
$10.2M +$86.7K +1,707 +9%
Bessemer Group
5
Bessemer Group
New Jersey
$8.16M
Morgan Stanley
6
Morgan Stanley
New York
$6.87M -$401K -7,897 -6%
BIP
7
Brandes Investment Partners
California
$6.68M +$471K +9,268 +8%
RJA
8
Raymond James & Associates
Florida
$3.4M +$153K +3,009 +5%
AWE
9
Avidian Wealth Enterprises
Texas
$3.07M +$2.92M +57,477 New
Bank of America
10
Bank of America
North Carolina
$3M -$404K -7,961 -12%
VKH
11
Virtu KCG Holdings
New York
$2.72M +$2.71M +53,320 New
Wells Fargo
12
Wells Fargo
California
$2.29M -$521K -10,257 -19%
HSBC Holdings
13
HSBC Holdings
United Kingdom
$1.97M -$234K -4,606 -11%
FTUS
14
Flow Traders U.S.
New York
$1.38M -$261K -5,135 -16%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.14M -$772K -15,191 -40%
CA
16
Cetera Advisors
Colorado
$1.05M +$398K +7,831 +61%
U
17
UBS
Switzerland
$926K -$466K -9,168 -34%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$882K +$41.2K +811 +5%
RGC
19
Roberts, Glore & Co
Illinois
$756K -$16.4K -323 -2%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$749K +$75.9K +1,495 +11%
BCM
21
Brookstone Capital Management
Illinois
$658K +$655K +12,905 New
HPC
22
HM Payson & Co
Maine
$597K
PI
23
Placemark Investments
Illinois
$594K +$78.7K +1,550 +15%
Jane Street
24
Jane Street
New York
$471K -$1.68M -33,032 -78%
CS
25
Credit Suisse
Switzerland
$446K +$179K +3,524 +68%

DFJ Hedge Fund Activity: Q4 2013 in Review

45 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q4 2013, worth a combined $135M — up 7% from $126M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DFJ positions and 2 closed out — a net gain of 7 holders — while 19 added to existing stakes and 9 trimmed.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $2.71M. The largest seller was Jane Street, cutting an estimated $1.68M.

  • 45 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q4 2013, up from 38 in Q3 2013.
  • Funds reported $135M of WisdomTree Japan SmallCap Dividend Fund stock for Q4 2013, up 7% quarter-over-quarter.
  • 9 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q4 2013 and 2 closed out, a net change of +7 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q4 2013 was Virtu KCG Holdings, an estimated $2.71M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q4 2013 was Jane Street, an estimated $1.68M sold.

Based on aggregated 13F filings for Q4 2013.